Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 641 to 660 of 6841 results

Company Regulator Jurisdiction Date
https://rocteceurope.com Securities and Futures Commission Hong Kong 17 Jan 2025
http://www.rhvj.com/zyqh/ Securities and Futures Commission Hong Kong 17 Jan 2025
Spreadex/ spreadexd.com (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 17 Jan 2025
Spotrade British Columbia Securities Commission British Columbia 17 Jan 2025
Maple Wells British Columbia Securities Commission British Columbia 17 Jan 2025
NHB British Columbia Securities Commission British Columbia 17 Jan 2025
Lextroy Management British Columbia Securities Commission British Columbia 17 Jan 2025
Trendscentre British Columbia Securities Commission British Columbia 17 Jan 2025
bvvag com Swiss Financial Market Supervisory Authority Switzerland 16 Jan 2025
Finzilo / (finzilo.com) Financial Conduct Authority United Kingdom 16 Jan 2025
Spectra X Capital Market Authority of Montenegro Montenegro 16 Jan 2025
Finance Phantom AI / https://financephantomai.com/ Financial Conduct Authority United Kingdom 16 Jan 2025
bridgefinance.org (Clone of FCA authorised firm) Financial Conduct Authority United Kingdom 16 Jan 2025
RoxoFX Swiss Financial Market Supervisory Authority Switzerland 15 Jan 2025
Tamgacom LLC Polish Financial Supervision Authority Poland 15 Jan 2025
Meta Pro Asset Financial Conduct Authority United Kingdom 14 Jan 2025
Cryptoeners.net Financial Conduct Authority United Kingdom 14 Jan 2025
CORETRADEINVESTMENT Financial Conduct Authority United Kingdom 14 Jan 2025
QUICKOPTIONSHUB Financial Conduct Authority United Kingdom 14 Jan 2025
FOXVOLT TRADERS Financial Conduct Authority United Kingdom 14 Jan 2025