Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 741 to 760 of 6841 results

Company Regulator Jurisdiction Date
biswiseassets ltd Financial Conduct Authority United Kingdom 08 Jan 2025
SMARFITRD / SMARFTRD LTD Financial Conduct Authority United Kingdom 08 Jan 2025
Globe Trade Financial Conduct Authority United Kingdom 08 Jan 2025
FASTSIGNALTRD Financial Conduct Authority United Kingdom 08 Jan 2025
Verdexsteon.com Financial Conduct Authority United Kingdom 08 Jan 2025
Primtrd Financial Conduct Authority United Kingdom 08 Jan 2025
Testimonyfrstrd Financial Conduct Authority United Kingdom 08 Jan 2025
Pharm Core Financial Conduct Authority United Kingdom 08 Jan 2025
S3 International Ltd Financial Conduct Authority United Kingdom 08 Jan 2025
cputrades.com Financial Conduct Authority United Kingdom 08 Jan 2025
PINNATECH GLOBAL Financial Conduct Authority United Kingdom 08 Jan 2025
EasefinanceFX Financial Conduct Authority United Kingdom 08 Jan 2025
BITFX-PROTRADERS Financial Conduct Authority United Kingdom 08 Jan 2025
Crypto Minerstrade Financial Conduct Authority United Kingdom 08 Jan 2025
Marketswind Financial Conduct Authority United Kingdom 08 Jan 2025
OPTIMUMCRYPTOEXPERTS Financial Conduct Authority United Kingdom 08 Jan 2025
WAVE Financial Conduct Authority United Kingdom 08 Jan 2025
TRADETIPS Financial Conduct Authority United Kingdom 08 Jan 2025
FX TRADINGS Financial Conduct Authority United Kingdom 08 Jan 2025
PXNTRD / pxntrd International Trading and Investment Corporate Company Limited Financial Conduct Authority United Kingdom 08 Jan 2025