Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 801 to 820 of 6841 results

Company Regulator Jurisdiction Date
Ami Solutions Polish Financial Supervision Authority Poland 03 Jan 2025
Investingunity operating via the websites investing-unity.com, investing-unity.biz, investingunity.com Polish Financial Supervision Authority Poland 03 Jan 2025
Credit Royal Sp. z o.o. Polish Financial Supervision Authority Poland 03 Jan 2025
Dziesiątka Finanse S.A. currently: Elektronika Rent S.A. Polish Financial Supervision Authority Poland 03 Jan 2025
CK Money sp. z o. o. , currently: Cash Capital 4 You sp. z o. o. Polish Financial Supervision Authority Poland 03 Jan 2025
CK Investments 2 Sp. z o.o. currently: Property Advisors Group Sp. z o.o. Polish Financial Supervision Authority Poland 03 Jan 2025
TRDnavigator; https://www.trdnavigator.com/ Polish Financial Supervision Authority Poland 03 Jan 2025
Swiss Finance Bank Swiss Financial Market Supervisory Authority Switzerland 30 Dec 2024
cloning of AM Gestion S.à. r.l. Commission de Surveillance du Secteur Financier Luxembourg 27 Dec 2024
QFS Monatery Banking Autorité des marchés financiers Quebec 27 Dec 2024
SYNCXTRADES Financial Conduct Authority United Kingdom 27 Dec 2024
Bosa Finance and Technology Ltd Financial Services Agency Japan 27 Dec 2024
FinPros Financial Ltd Financial Services Agency Japan 27 Dec 2024
Monaxa Ltd Financial Services Agency Japan 27 Dec 2024
Prosper Financial Services Agency Japan 27 Dec 2024
PU Prime Limited Financial Services Agency Japan 27 Dec 2024
Quality FX Ltd Financial Services Agency Japan 27 Dec 2024
Swift Trader Ltd Financial Services Agency Japan 27 Dec 2024
Dragon Trade h.o.d.n. DRG-T The Dutch Authority for the Financial Markets The Netherlands 24 Dec 2024
SGPMX Puls (cloon). The Dutch Authority for the Financial Markets The Netherlands 24 Dec 2024