Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Showing 801 to 820 of 6841 results
| Company | Regulator | Jurisdiction | Date |
|---|---|---|---|
| Ami Solutions | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| Investingunity operating via the websites investing-unity.com, investing-unity.biz, investingunity.com | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| Credit Royal Sp. z o.o. | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| Dziesiątka Finanse S.A. currently: Elektronika Rent S.A. | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| CK Money sp. z o. o. , currently: Cash Capital 4 You sp. z o. o. | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| CK Investments 2 Sp. z o.o. currently: Property Advisors Group Sp. z o.o. | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| TRDnavigator; https://www.trdnavigator.com/ | Polish Financial Supervision Authority | Poland |
03 Jan 2025
|
| Swiss Finance Bank | Swiss Financial Market Supervisory Authority | Switzerland | 30 Dec 2024 |
| cloning of AM Gestion S.à. r.l. | Commission de Surveillance du Secteur Financier | Luxembourg | 27 Dec 2024 |
| QFS Monatery Banking | Autorité des marchés financiers | Quebec | 27 Dec 2024 |
| SYNCXTRADES | Financial Conduct Authority | United Kingdom | 27 Dec 2024 |
| Bosa Finance and Technology Ltd | Financial Services Agency | Japan | 27 Dec 2024 |
| FinPros Financial Ltd | Financial Services Agency | Japan | 27 Dec 2024 |
| Monaxa Ltd | Financial Services Agency | Japan | 27 Dec 2024 |
| Prosper | Financial Services Agency | Japan | 27 Dec 2024 |
| PU Prime Limited | Financial Services Agency | Japan | 27 Dec 2024 |
| Quality FX Ltd | Financial Services Agency | Japan | 27 Dec 2024 |
| Swift Trader Ltd | Financial Services Agency | Japan | 27 Dec 2024 |
| Dragon Trade h.o.d.n. DRG-T | The Dutch Authority for the Financial Markets | The Netherlands | 24 Dec 2024 |
| SGPMX Puls (cloon). | The Dutch Authority for the Financial Markets | The Netherlands | 24 Dec 2024 |
