Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 821 to 840 of 6840 results

Company Regulator Jurisdiction Date
Glotcapitals The Dutch Authority for the Financial Markets The Netherlands 24 Dec 2024
Platinum Stock The Dutch Authority for the Financial Markets The Netherlands 24 Dec 2024
FERNRISE Financial Conduct Authority United Kingdom 24 Dec 2024
Clusivefinance Financial Conduct Authority United Kingdom 24 Dec 2024
VERITAS CHAIN Financial Conduct Authority United Kingdom 24 Dec 2024
Theelitetradeltd Financial Conduct Authority United Kingdom 24 Dec 2024
Fluxgeniussignals Financial Conduct Authority United Kingdom 24 Dec 2024
CAPITALEGAIN Financial Conduct Authority United Kingdom 24 Dec 2024
AiTradeCapitalLtd Financial Conduct Authority United Kingdom 24 Dec 2024
Waystone Investment Management (IE) Limited (Clone) Central Bank of Ireland Ireland 23 Dec 2024
CBhandlife Central Bank of Ireland Ireland 23 Dec 2024
Aberdeen Limited Central Bank of Ireland Ireland 23 Dec 2024
BrightFundForex Financial Conduct Authority United Kingdom 23 Dec 2024
TRADEBUCKS Financial Conduct Authority United Kingdom 23 Dec 2024
BIDRISE HOLDINGS Financial Conduct Authority United Kingdom 23 Dec 2024
PAXON Financial Conduct Authority United Kingdom 23 Dec 2024
DIGITALEXPRESSTRADE Financial Conduct Authority United Kingdom 23 Dec 2024
GLOBAL INVESTMENT Financial Conduct Authority United Kingdom 23 Dec 2024
GREATER-GAINS Financial Conduct Authority United Kingdom 23 Dec 2024
Metaverse-xchange.online Financial Conduct Authority United Kingdom 23 Dec 2024