Regulators

Jurisdiction

Subject ID

Keywords

Investor Protection


IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.

*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.


Showing 841 to 860 of 6816 results

Company Regulator Jurisdiction Date
hdrteam.co.uk Financial Conduct Authority United Kingdom 23 Dec 2024
Vital Group Assurances SA Swiss Financial Market Supervisory Authority Switzerland 23 Dec 2024
RunTimeProfits Financial Conduct Authority United Kingdom 23 Dec 2024
Optimum Gold Shares Financial Conduct Authority United Kingdom 23 Dec 2024
Royal Trades Option Financial Conduct Authority United Kingdom 23 Dec 2024
Globalmarketshub Financial Conduct Authority United Kingdom 23 Dec 2024
CapitalInvex Financial Conduct Authority United Kingdom 23 Dec 2024
BulkChainFXpro Financial Conduct Authority United Kingdom 23 Dec 2024
Exraa.com Financial Conduct Authority United Kingdom 23 Dec 2024
OlympicTradeLTD Financial Conduct Authority United Kingdom 23 Dec 2024
Atomic Wallet Securities Commission Malaysia 23 Dec 2024
RockWest Securities Commission Malaysia 23 Dec 2024
Emar Markets Securities Commission Malaysia 23 Dec 2024
HTFX Securities Commission Malaysia 23 Dec 2024
Investizo Securities Commission Malaysia 23 Dec 2024
Markets Vox Securities Commission Malaysia 23 Dec 2024
Vestrado Securities Commission Malaysia 23 Dec 2024
Venturemaple Inc. Alberta Securities Commission Alberta 20 Dec 2024
Optimawealth Pro Alberta Securities Commission Alberta 20 Dec 2024
Wise-Gain.Online Financial Conduct Authority United Kingdom 20 Dec 2024