Public Reports

Showing 201 to 220 of 760 result

FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
19 Jun 2017 - View Report | Related Public Reports (3)
1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
  30 Mar 2023 - View Report
2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
  Comments on the report should be submitted by 23 May 2022
  21 Mar 2022 - View Report
3. CR07/2016 Report on Order Routing Incentives, Report of the Board of IOSCO
  Consultation Document
  21 Dec 2016 - View Report
FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
13 Jun 2017 - View Report | Related Public Reports (2)
1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
  30 Mar 2023 - View Report
2. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
31 May 2017 - View Report | Related Public Reports (10)
1. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
  15 Feb 2023 - View Report
2. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
  12 Feb 2019 - View Report
3. FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Version Revised August 2013
  18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format
4. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated June 2010
  10 Jun 2010 - View Report
5. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
6. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
7. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Oct 2003 - Available languages: English, French, Spanish
8. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to May 2003
  Oct 2003 - View Report
9. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO since September 1998
  Feb 2002 - View Report
10. Objectives and Principles of Securities Regulation, Report of IOSCO
  Sep 1998 - Available languages: English, French, Spanish
IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
31 May 2017 - View Report | Related Public Reports (9)
1. IOSCO Statement on Importance of Disclosure about COVID-19, Report of the Board of IOSCO
  29 May 2020 - View Report
2. FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Version Revised August 2013
  18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format
3. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated June 2010
  10 Jun 2010 - View Report
4. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
5. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
6. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Oct 2003 - Available languages: English, French, Spanish
7. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to May 2003
  Oct 2003 - View Report
8. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO since September 1998
  Feb 2002 - View Report
9. Objectives and Principles of Securities Regulation, Report of IOSCO
  Sep 1998 - Available languages: English, French, Spanish
FR06/2017 Implementation monitoring of PFMI: Level 2 assessment report for Hong Kong SAR, Committee on Payments and Market Infrastructures and the Board of IOSCO
24 May 2017 - View Report
FSB-IOSCO Roundtable on Compensation Practices in the Securities Sector: Summary and main takeaways, Report of the Financial Stability Board (FSB) and IOSCO
06 Apr 2017 - View Report
FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
07 Mar 2017 - View Report | Related Public Reports (7)
1. CR06/2017 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of IOSCO
  Consultation Document
  14 Aug 2017 - View Report
2. CR01/2016 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
  Consultation Document
  05 Aug 2016 - View Report | View comments received
3. SWP6: Corporate Bond Markets (Vol 2) - An Emerging Markets perspective, Report of the IOSCO Research Function
  25 Sep 2015 - View Report
4. SWP4: Corporate Bond Markets (Vol 1) - A global perspective, Report of the IOSCO Research Function
  15 Apr 2014 - View Report
5. FR10/11 Development of Corporate Bond Markets in the Emerging Markets, Report of the Emerging Markets Committee of IOSCO In Collaboration with the World Bank Group
  15 Nov 2011 - View Report
6. Transparency Of Corporate Bond Markets, Report of the Technical Committee of IOSCO
  May 2004 - View Report
7. The Development of Corporate Bond Markets in Emerging Market Countries, Report of the Emerging Markets Committee of IOSCO
  May 2002 - View Report
FR04/2017 Technical Guidance on Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
28 Feb 2017 - View Report | Related Public Reports (3)
1. FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  09 Oct 2019 - View Report | View comments received
2. FR17/2017 Technical Guidance - Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  28 Sep 2017 - View Report
3. CR07/2015 Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 6 November 2015
  19 Aug 2015 - View Report | View comments received
Statement on Variation Margin Implementation, Statement of the Board of IOSCO
23 Feb 2017 - View Report
FR03/2017 Findings of the Survey on Loan Funds, Report of the Board of IOSCO
20 Feb 2017 - View Report
FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
08 Feb 2017 - View Report | Related Public Reports (2)
1. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
  14 Jul 2022 - View Report
2. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
  Comments on the report should be submitted by 26 October 2020
  25 Jun 2020 - View Report
FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
07 Feb 2017 - View Report | Related Public Reports (3)
1. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
2. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
FR15/2016 Update to the Report on the IOSCO Automated Advice Tools Survey, Report of the Board of IOSCO
21 Dec 2016 - View Report | Related Public Reports (1)
1. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
  24 Jul 2014 - View Report
CR07/2016 Report on Order Routing Incentives, Report of the Board of IOSCO
Consultation Document
21 Dec 2016 - View Report
FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
21 Dec 2016 - View Report | Related Public Reports (8)
1. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
  Comments on the report should be submitted by 23 May 2022
  21 Mar 2022 - View Report
2. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
  22 Dec 2020 - View Report
3. OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
  23 Mar 2020 - View Report
4. CR01/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
  Consultation Document
  13 Feb 2018 - View Report
5. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  30 Apr 2014 - View Report
6. FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
  20 Dec 2013 - View Report | View comments received
7. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report
8. Customer Suitability in the Retail Sale of Financial Products and Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Apr 2008 - View Report
FR13/2016 Report on Guidance on the IOSCO Principles for Financial Benchmarks, Report of the Board of IOSCO
16 Dec 2016 - View Report | Related Public Reports (8)
1. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
2. OR02/2015 Review of the Implementation of IOSCO's Principles for Financial Benchmarks, Report of the Board of IOSCO
  25 Feb 2015 - View Report
3. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report
5. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
6. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
7. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
8. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
FR12/2016 Statement on implementation of new accounting standards, Report of the Board of IOSCO
15 Dec 2016 - View Report
CR06/16 Other CRA Products, Report of the Board of IOSCO
Consultation Document
07 Nov 2016 - View Report
FR11/2016 Implementation Report: G20/FSB Recommendations related to Securities Markets, Report of the Board of IOSCO
28 Oct 2016 - View Report
CR05/2016 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – second batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
Consultation Document
19 Oct 2016 - View Report | Response Form | View comments received | Related Public Reports (6)
1. CR01/2017 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – third batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  Consultation Document
  27 Jun 2017 - View Report | View comments received
2. CR10/2015 Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  17 Dec 2015 - View Report | View comments received
3. CR08/2015 Harmonisation of key OTC derivatives data elements (other than UTI and UPI) – first batch, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 6 November 2015
  02 Sep 2015 - View Report | View comments received
4. CR07/2015 Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 6 November 2015
  19 Aug 2015 - View Report | View comments received
5. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  12 Aug 2013 - View Report
6. FR01/12 Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  17 Jan 2012 - View Report

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