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Showing 221 to 240 of 760 result

221. FR10/16 Report on Corporate Governance, Report of the Growth and Emerging Markets Committee of IOSCO
     03 Oct 2016 - View Report
222. FR09/16 Good Practice for Fees and Expenses of Collective Investment Schemes, Report of the Board of IOSCO
     25 Aug 2016 - View Report | Related Public Reports (3)
     1. CR06/2015 Report on Elements of International Regulatory Standards on Fees and Expenses of Investment Funds, Report of the Board of IOSCO
        Consultation Document
        25 Jun 2015 - View Report | View comments received
     2. Final Report On Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
        Nov 2004 - View Report
     3. Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
        Consultation Document
        Feb 2004 - View Report
223. CR04/2016 Good Practices for the Termination of Investment Funds, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 4 November 2016
     18 Aug 2016 - View Report | View comments received
224. CR03/2016 Harmonisation of the Unique Product Identifier (UPI) Second consultative report issued by CPMI-IOSCO, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     18 Aug 2016 - View Report | View comments received | Related Public Reports (2)
     1. FR17/2017 Technical Guidance - Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Sep 2017 - View Report
     2. CR10/2015 Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        17 Dec 2015 - View Report | View comments received
225. OR03/2016 Progress Report on the CCP Workplan, Report of the Chairs of the FSB SRC, FSB ReSG, BCBS, CPMI, and IOSCO
     16 Aug 2016 - View Report | Related Public Reports (4)
     1. CR02/2016 Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        16 Aug 2016 - View Report and cover note | Cover note | Report | View comments received
     2. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        16 Aug 2016 - View Report
     3. OR06/2015 Progress Report on the CCP Workplan, Chairs of the BCBS, CPMI, FSB ReSG, FSB SRC, and IOSCO
        22 Sep 2015 - View Report
     4. OR05/2015 2015 CCP Workplan, Chairs of the BCBS, CPMI, FSB ReSG, FSB SRC, and IOSCO
        22 Sep 2015 - View Report
226. CR02/2016 Resilience and recovery of central counterparties (CCPs): Further guidance on the PFMI, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     16 Aug 2016 - View Report and cover note | Cover note | Report | View comments received
227. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     16 Aug 2016 - View Report | Related Public Reports (3)
     1. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
        29 Nov 2022 - View Report
     2. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
        21 Jul 2021 - View Report
     3. CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 18 January 2013
        31 Jul 2012 - View Report | View comments received
228. CR01/2016 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
     Consultation Document
     05 Aug 2016 - View Report | View comments received | Related Public Reports (1)
     1. FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
        07 Mar 2017 - View Report
229. FR08/16 Country Review of Republic of Trinidad and Tobago’s Implementation of IOSCO Objectives and Principles of Securities Regulation, Report of the IOSCO Assessment Committee
     04 Aug 2016 - View Report
230. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     29 Jun 2016 - View Report | Related Public Reports (3)
     1. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
        29 Nov 2022 - View Report
     2. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
        21 Jul 2021 - View Report
     3. CR09/2015 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        Consultation Document
        24 Nov 2015 - View Report | View comments received
231. FR06/2016 Implementation monitoring of PFMI: Third update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     28 Jun 2016 - View Report | Related Public Reports (3)
     1. FR09/2015 Implementation monitoring of PFMIs: Second update to Level 1 assessment report, Committee on Payments and Market Infrastructures and the Board of IOSCO
        11 Jun 2015 - View Report
     2. Implementation monitoring of PFMIs: First update to Level 1 assessment report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        28 May 2014 - View Report
     3. Implementation Monitoring Of PFMIs - Level 1 Assessment Report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        12 Aug 2013 - View Report
232. Statement on IOSCO's Priorities Regarding Data Gaps in the Asset Management Industry - June 2016, Statement of the Board of IOSCO
     22 Jun 2016 - View Report
233. FR05/2016 Statement On NON-GAAP Financial Measures, Report of the Board of IOSCO
     07 Jun 2016 - View Report | Related Public Reports (1)
     1. CR05/14 Proposed Statement on Non-GAAP Financial Measures, Report of the Board of IOSCO
        Consultation Document
        08 Sep 2014 - View Report | View comments received
234. FR04/2016 Survey Report on Audit Committee Oversight of Auditors, Report of the Board of IOSCO
     31 May 2016 - View Report | Related Public Reports (2)
     1. FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
        17 Jan 2019 - View Report | View comments received
     2. Survey Report On Regulation And Oversight Of Auditors, Report of the Technical Committee and the Emerging Markets Committee
        Apr 2005 - View Report
235. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
     09 May 2016 - View Report | Related Public Reports (3)
     1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        31 Jan 2023 - View Report
     2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 January 2022
        15 Nov 2021 - View Report
     3. CR05/2018 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
        Consultation Document
        04 Jul 2018 - View Report
236. FR02/2016 Cyber Security in Securities Markets - An International Perspective, Report of the Board of IOSCO
     06 Apr 2016 - View Report
237. IOSCO Securities Markets Risk Outlook 2016, Report of the IOSCO Research Function
     02 Mar 2016 - View Report | Related Public Reports (4)
     1. SWP7: A Survey of Securities Market Risk Trends 2015: Methodology and detailed results, Report of the IOSCO Research Function
        16 Dec 2015 - View Report
     2. SWP5: A Survey of Securities Markets Risk Trends 2014: Methodology and Detailed Results, Report of the IOSCO Research Function
        15 Jun 2014 - View Report
     3. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
        01 Oct 2014 - View Report
     4. RO2/11/13 IOSCO Securities Markets Risk Outlook for 2013-2014, Report of the IOSCO Research Department and the Committee on Emerging Risks (CER)
        15 Oct 2013 - View Report
238. FR01/2016 Second Review of the Implementation of IOSCO’s Principles for Financial Benchmarks by Administrators of EURIBOR, LIBOR and TIBOR, Report of the Board of IOSCO
     26 Feb 2016 - View Report
239. OR01/2016 Clearing of deliverable FX instruments, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     05 Feb 2016 - View Report
240. FR33/2015 Sound Practices at Large Intermediaries Relating to the Assessment of Creditworthiness and the Use of External Credit Ratings, Report of the Board of IOSCO
     22 Dec 2015 - View Report | View comments received