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Showing 301 to 320 of 760 result

301. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 November 2014
     04 Nov 2014 - View Report | View comments received | Related Public Reports (4)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
     3. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
     4. CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document
        29 May 2014 - View Report
302. FR08/2014 Recovery of financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     15 Oct 2014 - View Report | Related Public Reports (3)
     1. Recovery of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 8 November 2013
        12 Aug 2013 - View Report | View comments received
     2. CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 18 January 2013
        31 Jul 2012 - View Report | View comments received
     3. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
303. CR07/2014 Principles regarding the Custody of Collective Investment Schemes’ Assets, Report of the Board of IOSCO
     Consultation Document
     10 Oct 2014 - View Report | Related Public Reports (2)
     1. FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        29 Jan 2014 - View Report | Download files in zip format | View comments received
     2. Guidance on Custody Arrangements for Collective Investment Schemes - A Discussion Paper, Report of the Technical Committee of IOSCO
        Sep 1996 - View Report
304. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
     01 Oct 2014 - View Report | Related Public Reports (3)
     1. IOSCO Securities Markets Risk Outlook 2016, Report of the IOSCO Research Function
        02 Mar 2016 - View Report
     2. SWP5: A Survey of Securities Markets Risk Trends 2014: Methodology and Detailed Results, Report of the IOSCO Research Function
        15 Jun 2014 - View Report
     3. RO2/11/13 IOSCO Securities Markets Risk Outlook for 2013-2014, Report of the IOSCO Research Department and the Committee on Emerging Risks (CER)
        15 Oct 2013 - View Report
305. OR01/2014 Market-Based Long-Term Financing Solutions for SMEs and Infrastructure, Report of the Board of IOSCO
     30 Sep 2014 - View Report
306. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
     30 Sep 2014 - View Report | Related Public Reports (7)
     1. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
     2. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
        07 Feb 2017 - View Report
     3. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     5. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     6. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     7. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
307. CR06/2014 Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives, Report of the Board of IOSCO
     Consultation Document
     17 Sep 2014 - View Report | Related Public Reports (1)
     1. FR01/2015 Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives, Report of the IOSCO WGRMS (Working Group on Risk Mitigation Standards)
        Consultation Document - Comments received on the consultation report posted here on 28 January 2015
        28 Jan 2015 - View Report | View feedback statement | View comments received
308. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
     09 Sep 2014 - View Report | Related Public Reports (5)
     1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        31 Jan 2023 - View Report
     2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 January 2022
        15 Nov 2021 - View Report
     3. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        19 Nov 2018 - View Report and cover note | Cover note | Report
     4. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        29 Oct 2012 - View Report
     5. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
        15 Sep 2011 - View Report
309. FR05/2014 Implementation of the Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
     09 Sep 2014 - View Report | Related Public Reports (1)
     1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
        Comments received for this document are posted here
        05 Oct 2012 - View Report | View feedback statement | View comments received
310. CR05/14 Proposed Statement on Non-GAAP Financial Measures, Report of the Board of IOSCO
     Consultation Document
     08 Sep 2014 - View Report | View comments received | Related Public Reports (1)
     1. FR05/2016 Statement On NON-GAAP Financial Measures, Report of the Board of IOSCO
        07 Jun 2016 - View Report
311. Report on supervisory colleges for financial conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     03 Sep 2014 - View Report | Related Public Reports (1)
     1. Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        24 Sep 2012 - View Report
312. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
     24 Jul 2014 - View Report | Related Public Reports (3)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     3. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
313. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
     22 Jul 2014 - View Report | Related Public Reports (6)
     1. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
     2. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     3. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     4. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     5. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     6. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
314. FR02/14 Risk Identification and Assessment Methodologies for Securities Regulators, Report of the Board of IOSCO
     26 Jun 2014 - View Report | Related Public Reports (3)
     1. SWP1: Systemic Risk Identification in Securities Markets, Report of the IOSCO Research Function
        15 Jul 2012 - View Report
     2. FR11/13 Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
        30 Sep 2013 - View Report
     3. OR01/11 Mitigating Systemic Risk - A Role for Securities Regulators, Report of the Technical Committee of IOSCO
        24 Feb 2011 - View Report
315. SWP5: A Survey of Securities Markets Risk Trends 2014: Methodology and Detailed Results, Report of the IOSCO Research Function
     15 Jun 2014 - View Report | Related Public Reports (2)
     1. SWP7: A Survey of Securities Market Risk Trends 2015: Methodology and detailed results, Report of the IOSCO Research Function
        16 Dec 2015 - View Report
     2. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
        01 Oct 2014 - View Report
316. CR04/14 Good Practices on Reducing Reliance on CRAs in asset management, Report of the Board of IOSCO
     Consultation Document
     04 Jun 2014 - View Report | Related Public Reports (1)
     1. FR08/2015 Good Practices on Reducing Reliance on CRAs in Asset Management, Report of the Board of IOSCO
        08 Jun 2015 - View Report | View comments received
317. CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document
     29 May 2014 - View Report | Related Public Reports (1)
     1. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 7 November 2014
        04 Nov 2014 - View Report | View comments received
318. Implementation monitoring of PFMIs: First update to Level 1 assessment report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     28 May 2014 - View Report | Related Public Reports (4)
     1. FR06/2016 Implementation monitoring of PFMI: Third update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Jun 2016 - View Report
     2. FR09/2015 Implementation monitoring of PFMIs: Second update to Level 1 assessment report, Committee on Payments and Market Infrastructures and the Board of IOSCO
        11 Jun 2015 - View Report
     3. Implementation Monitoring Of PFMIs - Level 1 Assessment Report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        12 Aug 2013 - View Report
     4. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
319. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     30 Apr 2014 - View Report | Related Public Reports (1)
     1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Consultation Document
        15 Aug 2013 - View Report
320. SWP4: Corporate Bond Markets (Vol 1) - A global perspective, Report of the IOSCO Research Function
     15 Apr 2014 - View Report | Related Public Reports (2)
     1. FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
        07 Mar 2017 - View Report
     2. SWP6: Corporate Bond Markets (Vol 2) - An Emerging Markets perspective, Report of the IOSCO Research Function
        25 Sep 2015 - View Report