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Showing 321 to 340 of 760 result

321. CR02/2014 A Comparison and Analysis of Prudential Standards in the Securities Sector, Report of the Board of IOSCO
     Consultation Document
     10 Mar 2014 - View Report | Related Public Reports (3)
     1. FR02/2015 A Comparison and Analysis of Prudential Standards in the Securities Sector, Report of the Board of IOSCO
        24 Feb 2015 - View Report
     2. Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        11 Jan 2010 - View Report
     3. Capital Adequacy Standards for Securities Firms, Report of the Technical Committee of IOSCO
        Oct 1989 - View Report
322. SWP3: Crowd-funding: An Infant Industry Growing Fast, Report of the IOSCO Research Function
     15 Feb 2014 - View Report
323. CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 15 July 2014
     10 Feb 2014 - View Report | View comments received | Related Public Reports (7)
     1. A Review of Implementation of the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Mar 2009 - View Report
     2. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2008 - View Report
     3. Responses to the Consultation Report entitled Review of Implementation of The IOSCO Fundamentals of a Code of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2007 - View Report
     4. Review Of Implementation Of The IOSCO Fundamentals Of A Code Of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Consultation Document
        Feb 2007 - View Report
     5. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Dec 2004 - View Report
     6. Public Comments on Code of Conduct Fundamentals for CRAs, Report of IOSCO
        Nov 2004 - View Report
     7. Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
        Consultation Document
        Oct 2004 - View Report
324. FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
     29 Jan 2014 - View Report | Download files in zip format | View comments received | Related Public Reports (4)
     1. FR16/2017 Thematic Review of the Adoption of the Principles set forth in IOSCO’s Report: Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        27 Jul 2017 - View Report
     2. CR07/2014 Principles regarding the Custody of Collective Investment Schemes’ Assets, Report of the Board of IOSCO
        Consultation Document
        10 Oct 2014 - View Report
     3. CR02/13 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        Consultation Document
        08 Feb 2013 - View Report | Download files in zip format
     4. Guidance on Custody Arrangements for Collective Investment Schemes - A Discussion Paper, Report of the Technical Committee of IOSCO
        Sep 1996 - View Report
325. Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
     Consultation Document - Comments received on the consultation report posted here on 25 April 2014
     08 Jan 2014 - View Report | View comments received | Related Public Reports (1)
     1. CR02/2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
        04 Mar 2015 - View Report | View comments received
326. FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
     20 Dec 2013 - View Report | View comments received | Related Public Reports (2)
     1. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
        Consultation Document
        18 Apr 2013 - View Report
     2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
327. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     20 Dec 2013 - View Report | Related Public Reports (1)
     1. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Consultation Document
        15 Aug 2013 - View Report
328. Assessment Methodology for the Oversight Expectations Applicable To Critical Service Providers, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 11 April 2014
     18 Dec 2013 - View Report | View comments received | Related Public Reports (2)
     1. Assessment methodology for the oversight expectations applicable to critical service providers, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        23 Dec 2014 - View Report
     2. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
329. FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
     13 Dec 2013 - View Report | View comments received | Related Public Reports (4)
     1. CR03/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
        Consultation Document
        21 Mar 2013 - View Report
     2. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     3. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
     4. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
        Nov 2001 - View Report
330. FR12/13 Trading Fee Models and their Impact on Trading Behaviour, Report of the Board of IOSCO
     13 Dec 2013 - View Report
331. Disclosure Requirements For Islamic Capital Market Products, Report of the Islamic Financial Services Board, the International Organization of Securities Commissions, and the Securities Commission Malaysia
     31 Oct 2013 - View Report
332. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
     30 Oct 2013 - View Report | Related Public Reports (6)
     1. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
     2. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     3. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     4. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     5. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     6. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
333. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
     20 Oct 2013 - View Report | Related Public Reports (6)
     1. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        27 Jan 2023 - View Report
     2. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        04 Jan 2022 - View Report
     3. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
        15 Apr 2020 - View Report
     4. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
        11 Dec 2015 - View Report
     5. Hedge Funds Oversight, Report of the Technical Committee of IOSCO
        22 Jun 2009 - View Report | View comments received
     6. Hedge Funds Oversight, Report of the Technical Committee of IOSCO
        Consultation Document
        Mar 2009 - View Report
334. RO2/11/13 IOSCO Securities Markets Risk Outlook for 2013-2014, Report of the IOSCO Research Department and the Committee on Emerging Risks (CER)
     15 Oct 2013 - View Report | Related Public Reports (2)
     1. IOSCO Securities Markets Risk Outlook 2016, Report of the IOSCO Research Function
        02 Mar 2016 - View Report
     2. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
        01 Oct 2014 - View Report
335. Public Quantitative Disclosure Standards for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 7 February 2014
     15 Oct 2013 - View Report | View comments received | Related Public Reports (3)
     1. FR03/2015 Public quantitative disclosure standards for central counterparties, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        26 Feb 2015 - View Report
     2. Principles for financial market infrastructures: Disclosure framework and Assessment methodology, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        14 Dec 2012 - View Report
     3. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
336. FR11/13 Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
     30 Sep 2013 - View Report | Related Public Reports (2)
     1. FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Version Revised August 2013
        18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format
     2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Updated June 2010
        10 Jun 2010 - View Report
337. Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     02 Sep 2013 - View Report | Related Public Reports (4)
     1. FR03/2020 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        03 Apr 2020 - View Report
     2. FR04/2015 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        18 Mar 2015 - View Report
     3. Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 2 April 2013
        16 Feb 2013 - View Report | View comments received
     4. CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 8 October 2012
        06 Jul 2012 - View Report | View comments received
338. Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     20 Aug 2013 - View Report | Related Public Reports (1)
     1. Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Consultation Document
        11 Feb 2013 - View Report
339. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     Consultation Document
     15 Aug 2013 - View Report | Related Public Reports (1)
     1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        30 Apr 2014 - View Report
340. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     Consultation Document
     15 Aug 2013 - View Report | Related Public Reports (1)
     1. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        20 Dec 2013 - View Report