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Showing 341 to 360 of 760 result

341. Implementation Monitoring Of PFMIs - Level 1 Assessment Report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     12 Aug 2013 - View Report | Related Public Reports (4)
     1. FR06/2016 Implementation monitoring of PFMI: Third update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Jun 2016 - View Report
     2. FR09/2015 Implementation monitoring of PFMIs: Second update to Level 1 assessment report, Committee on Payments and Market Infrastructures and the Board of IOSCO
        11 Jun 2015 - View Report
     3. Implementation monitoring of PFMIs: First update to Level 1 assessment report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        28 May 2014 - View Report
     4. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
342. Recovery of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 8 November 2013
     12 Aug 2013 - View Report | View comments received | Related Public Reports (3)
     1. FR08/2014 Recovery of financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        15 Oct 2014 - View Report
     2. CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 18 January 2013
        31 Jul 2012 - View Report | View comments received
     3. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
343. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     12 Aug 2013 - View Report | Related Public Reports (1)
     1. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 July 2013
        11 Apr 2013 - View Report | View comments received
344. FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
     30 Jul 2013 - View Report | View comments received | Related Public Reports (4)
     1. CR 13/12 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
        Consultation Document
        21 Dec 2012 - View Report
     2. FR04/11 Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
        24 Feb 2011 - View Report
     3. Principles Regarding Cross-Border Supervisory Cooperation, Report of the Technical Committee of IOSCO
        25 May 2010 - View Report
     4. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2008 - View Report
345. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
     17 Jul 2013 - View Report | Related Public Reports (7)
     1. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
     2. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
        07 Feb 2017 - View Report
     3. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     5. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     6. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     7. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
346. SWP2: Cyber-Crime, Securities Markets and Systemic Risk, Joint Staff Working Paper of the IOSCO Research Department and World Federation of Exchanges, Report of the IOSCO Research Function
     15 Jul 2013 - View Report
347. FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
     24 Jun 2013 - View Report | Related Public Reports (3)
     1. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
        11 May 2023 - View Report
     2. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
        Comments on the report should be submitted by 8 July 2022
        06 Apr 2022 - View Report
     3. CR05/12 Principles for the Regulation of Exchange Traded Funds, Report of the Technical Committee of IOSCO
        Consultation Document
        14 Mar 2012 - View Report
348. FR05/13 Principles for the Valuation of Collective Investment Schemes, Report of the Board of IOSCO
     03 May 2013 - View Report | View comments received | Related Public Reports (1)
     1. Regulatory Approaches to the Valuation and Pricing of Collective Investment Schemes, Report of the Technical Committee of IOSCO
        May 1999 - View Report
349. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
     22 Apr 2013 - View Report | View comments received | Related Public Reports (4)
     1. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
        Comments on the report should be submitted by 26 October 2020
        25 Jun 2020 - View Report
     2. CR12/12 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
        Consultation Document
        22 Aug 2012 - View Report
     3. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     4. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
350. Addendum to IOSCO Report on Investigating and Prosecuting Market Manipulation, Report of IOSCO
     19 Apr 2013 - View Report | Related Public Reports (1)
     1. Investigating and Prosecuting Market Manipulation, Report of the Technical Committee of IOSCO
        May 2000 - View Report
351. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
     Consultation Document
     18 Apr 2013 - View Report | Related Public Reports (2)
     1. FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
        20 Dec 2013 - View Report | View comments received
     2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
352. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 3 June 2013
     16 Apr 2013 - View Report | View comments received | Related Public Reports (6)
     1. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
     2. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     3. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     5. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     6. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
353. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 11 July 2013
     11 Apr 2013 - View Report | View comments received | Related Public Reports (1)
     1. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        12 Aug 2013 - View Report
354. CR03/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
     Consultation Document
     21 Mar 2013 - View Report | Related Public Reports (4)
     1. FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
        13 Dec 2013 - View Report | View comments received
     2. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     3. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
     4. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
        Nov 2001 - View Report
355. Frequently Asked Questions (FAQ) on IOSCO Principles for Price Reporting Agencies report (PRA Report), Report of IOSCO
     15 Mar 2013 - View Report | Related Public Reports (1)
     1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
        Comments received for this document are posted here
        05 Oct 2012 - View Report | View feedback statement | View comments received
356. FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
     04 Mar 2013 - View Report | View comments received | Related Public Reports (5)
     1. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
        01 Feb 2018 - View Report
     2. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
        01 Feb 2018 - View Report
     3. CR06/12 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Technical Committee of IOSCO
        Consultation Document
        26 Apr 2012 - View Report
     4. CR01/12 Principles for the Valuation of Collective Investment Schemes, Report of the Technical Committee of IOSCO
        Consultation Document
        16 Feb 2012 - View Report
     5. FR02/12 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
        19 Jan 2012 - View Report
357. FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
     25 Feb 2013 - View Report
358. Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 2 April 2013
     16 Feb 2013 - View Report | View comments received | Related Public Reports (2)
     1. Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        02 Sep 2013 - View Report
     2. CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 8 October 2012
        06 Jul 2012 - View Report | View comments received
359. Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     Consultation Document
     11 Feb 2013 - View Report | Related Public Reports (1)
     1. Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        20 Aug 2013 - View Report
360. CR02/13 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
     Consultation Document
     08 Feb 2013 - View Report | Download files in zip format | Related Public Reports (1)
     1. FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        29 Jan 2014 - View Report | Download files in zip format | View comments received