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Showing 341 to 360 of 793 results

341. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
     09 Sep 2014 - View Report | Related Public Reports (5)
     1. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
        15 Sep 2011 - View Report
     2. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        29 Oct 2012 - View Report
     3. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        19 Nov 2018 - View Report and cover note | Cover note | Report
     4. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 January 2022
        15 Nov 2021 - View Report
     5. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        31 Jan 2023 - View Report
342. FR05/2014 Implementation of the Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
     09 Sep 2014 - View Report | Related Public Reports (1)
     1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
        Comments received for this document are posted here
        05 Oct 2012 - View Report | View feedback statement | View comments received
343. CR05/14 Proposed Statement on Non-GAAP Financial Measures, Report of the Board of IOSCO
     Consultation Document
     08 Sep 2014 - View Report | View comments received | Related Public Reports (1)
     1. FR05/2016 Statement On NON-GAAP Financial Measures, Report of the Board of IOSCO
        07 Jun 2016 - View Report
344. Report on supervisory colleges for financial conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     03 Sep 2014 - View Report | Related Public Reports (1)
     1. Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        24 Sep 2012 - View Report
345. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
     24 Jul 2014 - View Report | Related Public Reports (9)
     1. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
     2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     3. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     4. CR/08/2024 Finfluencers, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     5. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     6. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     7. FR/06/2025 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        19 May 2025 - View Report
     8. FR/07/2025 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        19 May 2025 - View Report
     9. FR/08/2025 Finfluencers, Report of the Board of IOSCO
        19 May 2025 - View Report
346. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
     22 Jul 2014 - View Report | Related Public Reports (6)
     1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
     2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     6. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
347. FR02/14 Risk Identification and Assessment Methodologies for Securities Regulators, Report of the Board of IOSCO
     26 Jun 2014 - View Report | Related Public Reports (3)
     1. OR01/11 Mitigating Systemic Risk - A Role for Securities Regulators, Report of the Technical Committee of IOSCO
        24 Feb 2011 - View Report
     2. FR11/13 Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
        30 Sep 2013 - View Report
     3. SWP1: Systemic Risk Identification in Securities Markets, Report of the IOSCO Research Function
        15 Jul 2012 - View Report
348. SWP5: A Survey of Securities Markets Risk Trends 2014: Methodology and Detailed Results, Report of the IOSCO Research Function
     15 Jun 2014 - View Report | Related Public Reports (2)
     1. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
        01 Oct 2014 - View Report
     2. SWP7: A Survey of Securities Market Risk Trends 2015: Methodology and detailed results, Report of the IOSCO Research Function
        16 Dec 2015 - View Report
349. CR04/14 Good Practices on Reducing Reliance on CRAs in asset management, Report of the Board of IOSCO
     Consultation Document
     04 Jun 2014 - View Report | Related Public Reports (1)
     1. FR08/2015 Good Practices on Reducing Reliance on CRAs in Asset Management, Report of the Board of IOSCO
        08 Jun 2015 - View Report | View comments received
350. CR03/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
     Consultation Document
     29 May 2014 - View Report | Related Public Reports (1)
     1. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 7 November 2014
        04 Nov 2014 - View Report | View comments received
351. Implementation monitoring of PFMIs: First update to Level 1 assessment report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     28 May 2014 - View Report | Related Public Reports (4)
     1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
     2. Implementation Monitoring Of PFMIs - Level 1 Assessment Report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        12 Aug 2013 - View Report
     3. FR09/2015 Implementation monitoring of PFMIs: Second update to Level 1 assessment report, Committee on Payments and Market Infrastructures and the Board of IOSCO
        11 Jun 2015 - View Report
     4. FR06/2016 Implementation monitoring of PFMI: Third update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Jun 2016 - View Report
352. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     30 Apr 2014 - View Report | Related Public Reports (1)
     1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Consultation Document
        15 Aug 2013 - View Report
353. SWP4: Corporate Bond Markets (Vol 1) - A global perspective, Report of the IOSCO Research Function
     15 Apr 2014 - View Report | Related Public Reports (2)
     1. SWP6: Corporate Bond Markets (Vol 2) - An Emerging Markets perspective, Report of the IOSCO Research Function
        25 Sep 2015 - View Report
     2. FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
        07 Mar 2017 - View Report
354. CR02/2014 A Comparison and Analysis of Prudential Standards in the Securities Sector, Report of the Board of IOSCO
     Consultation Document
     10 Mar 2014 - View Report | Related Public Reports (3)
     1. Capital Adequacy Standards for Securities Firms, Report of the Technical Committee of IOSCO
        Oct 1989 - View Report
     2. Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        11 Jan 2010 - View Report
     3. FR02/2015 A Comparison and Analysis of Prudential Standards in the Securities Sector, Report of the Board of IOSCO
        24 Feb 2015 - View Report
355. SWP3: Crowd-funding: An Infant Industry Growing Fast, Report of the IOSCO Research Function
     15 Feb 2014 - View Report
356. CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 15 July 2014
     10 Feb 2014 - View Report | View comments received | Related Public Reports (7)
     1. Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
        Consultation Document
        Oct 2004 - View Report
     2. Public Comments on Code of Conduct Fundamentals for CRAs, Report of IOSCO
        Nov 2004 - View Report
     3. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Dec 2004 - View Report
     4. Review Of Implementation Of The IOSCO Fundamentals Of A Code Of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Consultation Document
        Feb 2007 - View Report
     5. Responses to the Consultation Report entitled Review of Implementation of The IOSCO Fundamentals of a Code of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2007 - View Report
     6. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2008 - View Report
     7. A Review of Implementation of the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        Mar 2009 - View Report
357. FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
     29 Jan 2014 - View Report | Download files in zip format | View comments received | Related Public Reports (4)
     1. Guidance on Custody Arrangements for Collective Investment Schemes - A Discussion Paper, Report of the Technical Committee of IOSCO
        Sep 1996 - View Report
     2. CR02/13 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        Consultation Document
        08 Feb 2013 - View Report | Download files in zip format
     3. CR07/2014 Principles regarding the Custody of Collective Investment Schemes’ Assets, Report of the Board of IOSCO
        Consultation Document
        10 Oct 2014 - View Report
     4. FR16/2017 Thematic Review of the Adoption of the Principles set forth in IOSCO’s Report: Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        27 Jul 2017 - View Report
358. Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
     Consultation Document - Comments received on the consultation report posted here on 25 April 2014
     08 Jan 2014 - View Report | View comments received | Related Public Reports (1)
     1. CR02/2015 Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions, Report of the Financial Stability Board (FSB) and IOSCO
        04 Mar 2015 - View Report | View comments received
359. FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
     20 Dec 2013 - View Report | View comments received | Related Public Reports (2)
     1. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
     2. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
        Consultation Document
        18 Apr 2013 - View Report
360. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     20 Dec 2013 - View Report | Related Public Reports (1)
     1. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Consultation Document
        15 Aug 2013 - View Report