Public Reports

Showing 361 to 380 of 760 result

FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
21 Jan 2013 - View Report | Related Public Reports (4)
1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
  30 Mar 2023 - View Report
2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
  Comments on the report should be submitted by 23 May 2022
  21 Mar 2022 - View Report
3. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
  26 Sep 2019 - View Report
4. CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
  Consultation Document
  21 Feb 2012 - View Report
CR01/13 Financial Benchmarks, Report of the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 11 March 2013
10 Jan 2013 - View Report | View comments received | Related Public Reports (6)
1. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
2. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
3. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report
4. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
5. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
6. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
FR12/12 Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest, Report of the Board of IOSCO
21 Dec 2012 - View Report | Related Public Reports (1)
1. CR08/12 Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest, Report of the Technical Committee of IOSCO
  Consultation Document
  25 May 2012 - View Report
CR 13/12 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
Consultation Document
21 Dec 2012 - View Report | Related Public Reports (4)
1. FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
  30 Jul 2013 - View Report | View comments received
2. FR04/11 Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
  24 Feb 2011 - View Report
3. Principles Regarding Cross-Border Supervisory Cooperation, Report of the Technical Committee of IOSCO
  25 May 2010 - View Report
4. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2008 - View Report
Principles for financial market infrastructures: Disclosure framework and Assessment methodology, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
14 Dec 2012 - View Report | Related Public Reports (3)
1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
2. IOSCO-CPSS Public Comments Received to Consultation on Financial Market Infrastructures Principles, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  09 Sep 2011 - View Report | View comments received
3. Principles for Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  10 Mar 2011 - Available languages: English, Spanish
FR10/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Board of IOSCO
27 Nov 2012 - View Report | Related Public Reports (4)
1. CR02/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Technical Committee of IOSCO
  Consultation Document
  20 Feb 2012 - View Report
2. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
  08 Apr 2010 - View Report
3. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
  Consultation Document
  29 Jun 2009 - View Report
4. Report on the Subprime Crisis - Final Report, Report of the Technical Committee of IOSCO
  May 2008 - View Report
FR09/12 Global Developments in Securitisation Regulation, Report of the Board of IOSCO
16 Nov 2012 - View Report | Download files in zip format | Related Public Reports (7)
1. FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
  02 Oct 2019 - View Report
2. FR14/2019 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
  02 Oct 2019 - View Report
3. PR04/2014 Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation — Report of Key Preliminary Findings to the G20 Leaders' Summit, Report of the Board of IOSCO
  13 Nov 2014 - View Report
4. CR09/12 Global Developments in Securitization Regulation, Report of the Board of IOSCO
  Consultation Document
  07 Jun 2012 - View Report
5. FR04/11 Task Force on Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  04 Mar 2011 - View Report
6. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  04 Sep 2009 - View Report
7. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  Consultation Document
  May 2009 - View Report
FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
29 Oct 2012 - View Report | Related Public Reports (5)
1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  31 Jan 2023 - View Report
2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  Comments on the report should be submitted by 17 January 2022
  15 Nov 2021 - View Report
3. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  19 Nov 2018 - View Report and cover note | Cover note | Report
4. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
5. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
  15 Sep 2011 - View Report
FR07/12 Policy Recommendations for Money Market Funds, Report of the Board of IOSCO
09 Oct 2012 - View Report | View comments received | Related Public Reports (4)
1. FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
  02 Oct 2019 - View Report
2. FR14/2019 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
  02 Oct 2019 - View Report
3. PR03/2014 Peer Review of Regulation of Money Market Funds: Report of Key Preliminary Findings to the G20 Leaders' Summit, Report of the Board of IOSCO
  13 Nov 2014 - View Report
4. CR07/12 Money Market Fund Systemic Risk Analysis and Reform Options, Report of the Technical Committee of IOSCO
  Consultation Document
  27 Apr 2012 - View Report
FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
Comments received for this document are posted here
05 Oct 2012 - View Report | View feedback statement | View comments received | Related Public Reports (7)
1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  31 Jan 2023 - View Report
2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  Comments on the report should be submitted by 17 January 2022
  15 Nov 2021 - View Report
3. FR05/2014 Implementation of the Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
  09 Sep 2014 - View Report
4. Frequently Asked Questions (FAQ) on IOSCO Principles for Price Reporting Agencies report (PRA Report), Report of IOSCO
  15 Mar 2013 - View Report
5. OR07/12 Standing Committee on Commodity Futures Markets Update to G20 Leaders on IOSCO's Consultation on the Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
  12 Jun 2012 - View Report
6. CR04/12 Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  01 Mar 2012 - View Report
7. Oil Price Reporting Agencies, Report by IEA, IEF, OPEC and IOSCO to G20 Finance Ministers
  14 Nov 2011 - View Report
Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
24 Sep 2012 - View Report | Related Public Reports (5)
1. Report on supervisory colleges for financial conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  03 Sep 2014 - View Report
2. Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Consultation Document
  19 Dec 2011 - View Report
3. Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  11 Jan 2010 - View Report
4. Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Feb 1999 - View Report
5. The Supervision of Financial Conglomerates, Report of the Tripartite Group of Bank, Securities and Insurance Regulators with a Preface by IOSCO, the Basle Committee and the IAIS
  Jul 1995 - View Report
CR12/12 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
Consultation Document
22 Aug 2012 - View Report | Related Public Reports (4)
1. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
  Comments on the report should be submitted by 26 October 2020
  25 Jun 2020 - View Report
2. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
  22 Apr 2013 - View Report | View comments received
3. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
  20 Oct 2011 - View Report | View comments received
4. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
  Consultation Document
  06 Jul 2011 - View Report
CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 18 January 2013
31 Jul 2012 - View Report | View comments received | Related Public Reports (3)
1. FR08/2014 Recovery of financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  15 Oct 2014 - View Report
2. Recovery of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 8 November 2013
  12 Aug 2013 - View Report | View comments received
3. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
SWP1: Systemic Risk Identification in Securities Markets, Report of the IOSCO Research Function
15 Jul 2012 - View Report | Related Public Reports (3)
1. FR02/14 Risk Identification and Assessment Methodologies for Securities Regulators, Report of the Board of IOSCO
  26 Jun 2014 - View Report
2. FR11/13 Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
  30 Sep 2013 - View Report
3. OR01/11 Mitigating Systemic Risk - A Role for Securities Regulators, Report of the Technical Committee of IOSCO
  24 Feb 2011 - View Report
CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 8 October 2012
06 Jul 2012 - View Report | View comments received | Related Public Reports (2)
1. Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  02 Sep 2013 - View Report
2. Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 2 April 2013
  16 Feb 2013 - View Report | View comments received
IOSCO Multilateral MOU, Report of IOSCO
Version revised May 2012
20 Jun 2012 - View Report | Related Public Reports (1)
1. IOSCO Multilateral MOU, Report of IOSCO
  May 2002 - Available languages: English, French, Spanish
FR05/12 The Credit Default Swap Market, Report of the Board of IOSCO
16 Jun 2012 - View Report
FR04/12 Development and Regulation of Institutional Investors in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
14 Jun 2012 - View Report
OR07/12 Standing Committee on Commodity Futures Markets Update to G20 Leaders on IOSCO's Consultation on the Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
12 Jun 2012 - View Report | Related Public Reports (3)
1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
  Comments received for this document are posted here
  05 Oct 2012 - View Report | View feedback statement | View comments received
2. CR04/12 Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  01 Mar 2012 - View Report
3. Oil Price Reporting Agencies, Report by IEA, IEF, OPEC and IOSCO to G20 Finance Ministers
  14 Nov 2011 - View Report
CR09/12 Global Developments in Securitization Regulation, Report of the Board of IOSCO
Consultation Document
07 Jun 2012 - View Report | Related Public Reports (5)
1. PR04/2014 Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation — Report of Key Preliminary Findings to the G20 Leaders' Summit, Report of the Board of IOSCO
  13 Nov 2014 - View Report
2. FR09/12 Global Developments in Securitisation Regulation, Report of the Board of IOSCO
  16 Nov 2012 - View Report | Download files in zip format
3. FR04/11 Task Force on Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  04 Mar 2011 - View Report
4. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  04 Sep 2009 - View Report
5. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
  Consultation Document
  May 2009 - View Report

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