Public Reports

Showing 361 to 380 of 793 results

Assessment Methodology for the Oversight Expectations Applicable To Critical Service Providers, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 11 April 2014
18 Dec 2013 - View Report | View comments received | Related Public Reports (2)
1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
2. Assessment methodology for the oversight expectations applicable to critical service providers, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  23 Dec 2014 - View Report
FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
13 Dec 2013 - View Report | View comments received | Related Public Reports (4)
1. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
  Nov 2001 - View Report
2. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
  Consultation Document
  06 Jul 2011 - View Report
3. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
  20 Oct 2011 - View Report | View comments received
4. CR03/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
  Consultation Document
  21 Mar 2013 - View Report
FR12/13 Trading Fee Models and their Impact on Trading Behaviour, Report of the Board of IOSCO
13 Dec 2013 - View Report
Disclosure Requirements For Islamic Capital Market Products, Report of the Islamic Financial Services Board, the International Organization of Securities Commissions, and the Securities Commission Malaysia
31 Oct 2013 - View Report
PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
30 Oct 2013 - View Report | Related Public Reports (6)
1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
3. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  17 Jul 2013 - View Report
4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report
5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
6. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
20 Oct 2013 - View Report | Related Public Reports (6)
1. Hedge Funds Oversight, Report of the Technical Committee of IOSCO
  Consultation Document
  Mar 2009 - View Report
2. Hedge Funds Oversight, Report of the Technical Committee of IOSCO
  22 Jun 2009 - View Report | View comments received
3. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
  11 Dec 2015 - View Report
4. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
  15 Apr 2020 - View Report
5. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
  04 Jan 2022 - View Report
6. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
  27 Jan 2023 - View Report
RO2/11/13 IOSCO Securities Markets Risk Outlook for 2013-2014, Report of the IOSCO Research Department and the Committee on Emerging Risks (CER)
15 Oct 2013 - View Report | Related Public Reports (2)
1. IOSCO Securities Markets Risk Outlook 2014-2015, Report of the IOSCO Research Function
  01 Oct 2014 - View Report
2. IOSCO Securities Markets Risk Outlook 2016, Report of the IOSCO Research Function
  02 Mar 2016 - View Report
Public Quantitative Disclosure Standards for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 7 February 2014
15 Oct 2013 - View Report | View comments received | Related Public Reports (3)
1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
2. Principles for financial market infrastructures: Disclosure framework and Assessment methodology, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  14 Dec 2012 - View Report
3. FR03/2015 Public quantitative disclosure standards for central counterparties, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  26 Feb 2015 - View Report
FR11/13 Thematic Review of the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
30 Sep 2013 - View Report | Related Public Reports (2)
1. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated June 2010
  10 Jun 2010 - View Report
2. FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Version Revised August 2013
  18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format
Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
02 Sep 2013 - View Report | Related Public Reports (4)
1. CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 8 October 2012
  06 Jul 2012 - View Report | View comments received
2. Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 2 April 2013
  16 Feb 2013 - View Report | View comments received
3. FR04/2015 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  18 Mar 2015 - View Report
4. FR03/2020 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
  03 Apr 2020 - View Report
Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
20 Aug 2013 - View Report | Related Public Reports (1)
1. Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Consultation Document
  11 Feb 2013 - View Report
Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013 - View Report | Related Public Reports (1)
1. Point Of Sale Disclosure in the Insurance, Banking and Securities Sectors, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  30 Apr 2014 - View Report
Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
15 Aug 2013 - View Report | Related Public Reports (1)
1. Longevity Risk Transfer Markets: Market Structure, Growth Drivers and Impediments, and Potential Risks, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  20 Dec 2013 - View Report
Implementation Monitoring Of PFMIs - Level 1 Assessment Report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
12 Aug 2013 - View Report | Related Public Reports (4)
1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
2. Implementation monitoring of PFMIs: First update to Level 1 assessment report, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  28 May 2014 - View Report
3. FR09/2015 Implementation monitoring of PFMIs: Second update to Level 1 assessment report, Committee on Payments and Market Infrastructures and the Board of IOSCO
  11 Jun 2015 - View Report
4. FR06/2016 Implementation monitoring of PFMI: Third update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  28 Jun 2016 - View Report
Recovery of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
Consultation Document - Comments received on the consultation report posted here on 8 November 2013
12 Aug 2013 - View Report | View comments received | Related Public Reports (3)
1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
2. CR11/12 Recovery and Resolution of Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 18 January 2013
  31 Jul 2012 - View Report | View comments received
3. FR08/2014 Recovery of financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
  15 Oct 2014 - View Report
Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
12 Aug 2013 - View Report | Related Public Reports (1)
1. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 July 2013
  11 Apr 2013 - View Report | View comments received
FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
30 Jul 2013 - View Report | View comments received | Related Public Reports (4)
1. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2008 - View Report
2. Principles Regarding Cross-Border Supervisory Cooperation, Report of the Technical Committee of IOSCO
  25 May 2010 - View Report
3. FR04/11 Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
  24 Feb 2011 - View Report
4. CR 13/12 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
  Consultation Document
  21 Dec 2012 - View Report
FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
17 Jul 2013 - View Report | Related Public Reports (7)
1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 11 March 2013
  10 Jan 2013 - View Report | View comments received
2. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 3 June 2013
  16 Apr 2013 - View Report | View comments received
3. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
  30 Oct 2013 - View Report
4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
  22 Jul 2014 - View Report
5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
  30 Sep 2014 - View Report
6. FR01/2017 Second Review of the Implementation of IOSCO's Principles for Financial Benchmarks in respect of the WM/Reuters 4 p.m. Closing Spot Rate, Report of the Board of IOSCO
  07 Feb 2017 - View Report
7. Statement on Benchmarks Transition
  02 Jun 2021 - View Report
SWP2: Cyber-Crime, Securities Markets and Systemic Risk, Joint Staff Working Paper of the IOSCO Research Department and World Federation of Exchanges, Report of the IOSCO Research Function
15 Jul 2013 - View Report
FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
24 Jun 2013 - View Report | Related Public Reports (3)
1. CR05/12 Principles for the Regulation of Exchange Traded Funds, Report of the Technical Committee of IOSCO
  Consultation Document
  14 Mar 2012 - View Report
2. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
  Comments on the report should be submitted by 8 July 2022
  06 Apr 2022 - View Report
3. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
  11 May 2023 - View Report

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