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Showing 381 to 400 of 793 results

381. FR05/13 Principles for the Valuation of Collective Investment Schemes, Report of the Board of IOSCO
     03 May 2013 - View Report | View comments received | Related Public Reports (1)
     1. Regulatory Approaches to the Valuation and Pricing of Collective Investment Schemes, Report of the Technical Committee of IOSCO
        May 1999 - View Report
382. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
     22 Apr 2013 - View Report | View comments received | Related Public Reports (4)
     1. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
     2. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     3. CR12/12 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
        Consultation Document
        22 Aug 2012 - View Report
     4. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
        Comments on the report should be submitted by 26 October 2020
        25 Jun 2020 - View Report
383. Addendum to IOSCO Report on Investigating and Prosecuting Market Manipulation, Report of IOSCO
     19 Apr 2013 - View Report | Related Public Reports (1)
     1. Investigating and Prosecuting Market Manipulation, Report of the Technical Committee of IOSCO
        May 2000 - View Report
384. CR05/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
     Consultation Document
     18 Apr 2013 - View Report | Related Public Reports (2)
     1. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
     2. FR14/13 Regulation of Retail Structured Products, Report of the Board of IOSCO
        20 Dec 2013 - View Report | View comments received
385. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 3 June 2013
     16 Apr 2013 - View Report | View comments received | Related Public Reports (6)
     1. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 11 March 2013
        10 Jan 2013 - View Report | View comments received
     2. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     3. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     6. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
386. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 11 July 2013
     11 Apr 2013 - View Report | View comments received | Related Public Reports (1)
     1. Authorities' Access to Trade Repository Data, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
        12 Aug 2013 - View Report
387. CR03/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
     Consultation Document
     21 Mar 2013 - View Report | Related Public Reports (4)
     1. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
        Nov 2001 - View Report
     2. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
     3. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     4. FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
        13 Dec 2013 - View Report | View comments received
388. Frequently Asked Questions (FAQ) on IOSCO Principles for Price Reporting Agencies report (PRA Report), Report of IOSCO
     15 Mar 2013 - View Report | Related Public Reports (1)
     1. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
        Comments received for this document are posted here
        05 Oct 2012 - View Report | View feedback statement | View comments received
389. FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
     04 Mar 2013 - View Report | View comments received | Related Public Reports (5)
     1. FR02/12 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
        19 Jan 2012 - View Report
     2. CR01/12 Principles for the Valuation of Collective Investment Schemes, Report of the Technical Committee of IOSCO
        Consultation Document
        16 Feb 2012 - View Report
     3. CR06/12 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Technical Committee of IOSCO
        Consultation Document
        26 Apr 2012 - View Report
     4. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
        01 Feb 2018 - View Report
     5. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
        01 Feb 2018 - View Report
390. FR02/13 Report on Investor Education Initiatives Relating to Investment Services, Report of IOSCO
     25 Feb 2013 - View Report
391. Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 2 April 2013
     16 Feb 2013 - View Report | View comments received | Related Public Reports (2)
     1. CR10/12 Margin Requirements for Non-Centrally-Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 8 October 2012
        06 Jul 2012 - View Report | View comments received
     2. Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        02 Sep 2013 - View Report
392. Mortgage insurance: market structure, underwriting cycle and policy implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     Consultation Document
     11 Feb 2013 - View Report | Related Public Reports (1)
     1. Mortgage Insurance: Market Structure, Underwriting Cycle and Policy Implications, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        20 Aug 2013 - View Report
393. CR02/13 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
     Consultation Document
     08 Feb 2013 - View Report | Download files in zip format | Related Public Reports (1)
     1. FR01/14 Recommendations Regarding the Protection of Client Assets, Report of the Board of IOSCO
        29 Jan 2014 - View Report | Download files in zip format | View comments received
394. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
     21 Jan 2013 - View Report | Related Public Reports (10)
     1. CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
        Consultation Document
        21 Feb 2012 - View Report
     2. FR12/2019 Thematic Review on Suitability Requirements with respect to the Distribution of Complex Financial Products, Report of the Board of IOSCO
        26 Sep 2019 - View Report
     3. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     4. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     5. CR/08/2024 Finfluencers, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     6. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     7. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        Comments on the report should be submitted by 20 January 2025
        19 Nov 2024 - View Report
     8. FR/06/2025 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
        19 May 2025 - View Report
     9. FR/07/2025 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
        19 May 2025 - View Report
     10. FR/08/2025 Finfluencers, Report of the Board of IOSCO
         19 May 2025 - View Report
395. CR01/13 Financial Benchmarks, Report of the Board of IOSCO
     Consultation Document - Comments received on the consultation report posted here on 11 March 2013
     10 Jan 2013 - View Report | View comments received | Related Public Reports (6)
     1. CR04/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 June 2013
        16 Apr 2013 - View Report | View comments received
     2. FR07/13 Principles for Financial Benchmarks, Report of the Board of IOSCO
        17 Jul 2013 - View Report
     3. PC/01/2013 Implementation of the Principles for Financial Benchmarks, Report of IOSCO
        30 Oct 2013 - View Report
     4. FR03/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by Administrators of Euribor, Libor and Tibor, Report of the Board of IOSCO
        22 Jul 2014 - View Report
     5. FR07/2014 Review of the Implementation of IOSCO's Principles for Financial Benchmarks by WM in respect of the WM/Reuters 4.p.m Closing Spot Rate, Report of the Board of IOSCO
        30 Sep 2014 - View Report
     6. Statement on Benchmarks Transition
        02 Jun 2021 - View Report
396. FR12/12 Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest, Report of the Board of IOSCO
     21 Dec 2012 - View Report | Related Public Reports (1)
     1. CR08/12 Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest, Report of the Technical Committee of IOSCO
        Consultation Document
        25 May 2012 - View Report
397. CR 13/12 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
     Consultation Document
     21 Dec 2012 - View Report | Related Public Reports (4)
     1. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
        May 2008 - View Report
     2. Principles Regarding Cross-Border Supervisory Cooperation, Report of the Technical Committee of IOSCO
        25 May 2010 - View Report
     3. FR04/11 Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
        24 Feb 2011 - View Report
     4. FR08/13 Supervisory Colleges for Credit Rating Agencies, Report of the Board of IOSCO
        30 Jul 2013 - View Report | View comments received
398. Principles for financial market infrastructures: Disclosure framework and Assessment methodology, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
     14 Dec 2012 - View Report | Related Public Reports (3)
     1. Principles for Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document
        10 Mar 2011 - Available languages: English, Spanish
     2. IOSCO-CPSS Public Comments Received to Consultation on Financial Market Infrastructures Principles, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        09 Sep 2011 - View Report | View comments received
     3. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
        16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
399. FR10/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Board of IOSCO
     27 Nov 2012 - View Report | Related Public Reports (4)
     1. Report on the Subprime Crisis - Final Report, Report of the Technical Committee of IOSCO
        May 2008 - View Report
     2. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
        Consultation Document
        29 Jun 2009 - View Report
     3. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
        08 Apr 2010 - View Report
     4. CR02/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Technical Committee of IOSCO
        Consultation Document
        20 Feb 2012 - View Report
400. FR09/12 Global Developments in Securitisation Regulation, Report of the Board of IOSCO
     16 Nov 2012 - View Report | Download files in zip format | Related Public Reports (7)
     1. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
        Consultation Document
        May 2009 - View Report
     2. Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
        04 Sep 2009 - View Report
     3. FR04/11 Task Force on Unregulated Financial Markets and Products, Report of the Technical Committee of IOSCO
        04 Mar 2011 - View Report
     4. CR09/12 Global Developments in Securitization Regulation, Report of the Board of IOSCO
        Consultation Document
        07 Jun 2012 - View Report
     5. PR04/2014 Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation — Report of Key Preliminary Findings to the G20 Leaders' Summit, Report of the Board of IOSCO
        13 Nov 2014 - View Report
     6. FR14/2019 Update to the IOSCO Peer Review of Regulation of Money Market Funds, Report of the Board of IOSCO
        02 Oct 2019 - View Report
     7. FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
        02 Oct 2019 - View Report