Public Reports

Showing 421 to 440 of 793 results

OR05/12 Requirements for Mandatory Clearing, Report of the Technical Committee of IOSCO
29 Feb 2012 - View Report | Related Public Reports (2)
1. FR03/11 Report on Trading of OTC Derivatives, Report of the Technical Committee of IOSCO
  18 Feb 2011 - View Report
2. OR02/12 Follow-On Analysis to the Report on Trading of OTC Derivatives, Report of the Technical Committee of IOSCO
  25 Jan 2012 - View Report
CR03/12 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Technical Committee of IOSCO
Consultation Document
21 Feb 2012 - View Report | Related Public Reports (1)
1. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
  21 Jan 2013 - View Report
CR02/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Technical Committee of IOSCO
Consultation Document
20 Feb 2012 - View Report | Related Public Reports (7)
1. International Disclosure Standards for Cross-Border Offerings and Initial Listings by Foreign Issuers, Report of IOSCO
  Sep 1998 - View Report
2. Principles for Ongoing Disclosure and Material Development Reporting by Listed Entities, Report of the Technical Committee of IOSCO
  Endorsed by the IOSCO Presidents Committee during its October 2003 meeting
  Oct 2002 - View Report
3. General Principles Regarding Disclosure of Management's Discussion and Analysis of Financial Condition and Results of Operations, Report of the Technical Committee of IOSCO
  Feb 2003 - View Report
4. International Disclosure Principles for Cross-Border Offerings and Listings of Debt Securities by Foreign Issuers - Final Report, Report of the Technical Committee of IOSCO
  Mar 2007 - View Report
5. Principles for Periodic Disclosure by Listed Entities, Report of the Technical Committee of IOSCO
  22 Feb 2010 - View Report
6. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
  08 Apr 2010 - View Report
7. FR10/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Board of IOSCO
  27 Nov 2012 - View Report
CR01/12 Principles for the Valuation of Collective Investment Schemes, Report of the Technical Committee of IOSCO
Consultation Document
16 Feb 2012 - View Report | Related Public Reports (2)
1. Regulatory Approaches to the Valuation and Pricing of Collective Investment Schemes, Report of the Technical Committee of IOSCO
  May 1999 - View Report
2. FR05/13 Principles for the Valuation of Collective Investment Schemes, Report of the Board of IOSCO
  03 May 2013 - View Report | View comments received
OR03/12 Report On Intra-Group Support Measures, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
14 Feb 2012 - View Report
OR02/12 Follow-On Analysis to the Report on Trading of OTC Derivatives, Report of the Technical Committee of IOSCO
25 Jan 2012 - View Report | Related Public Reports (1)
1. FR03/11 Report on Trading of OTC Derivatives, Report of the Technical Committee of IOSCO
  18 Feb 2011 - View Report
FR02/12 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
19 Jan 2012 - View Report | Related Public Reports (3)
1. CR01/11 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
  Consultation Document
  08 Mar 2011 - View Report
2. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
  01 Feb 2018 - View Report
3. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
  01 Feb 2018 - View Report
FR01/12 Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
17 Jan 2012 - View Report | Related Public Reports (2)
1. Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  24 Aug 2011 - View Report
2. OR05/11 Public Comments Received by the Technical Committee of the International Organization of Securities Commissions and the Committee on Payment and Settlement Systems to the Consultation Report - OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  25 Oct 2011 - View Report | View comments received
Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
19 Dec 2011 - View Report | Related Public Reports (1)
1. Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  24 Sep 2012 - View Report
FR10/11 Development of Corporate Bond Markets in the Emerging Markets, Report of the Emerging Markets Committee of IOSCO In Collaboration with the World Bank Group
15 Nov 2011 - View Report | Related Public Reports (2)
1. The Development of Corporate Bond Markets in Emerging Market Countries, Report of the Emerging Markets Committee of IOSCO
  May 2002 - View Report
2. FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
  07 Mar 2017 - View Report
Oil Price Reporting Agencies, Report by IEA, IEF, OPEC and IOSCO to G20 Finance Ministers
14 Nov 2011 - View Report | Related Public Reports (3)
1. CR04/12 Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  01 Mar 2012 - View Report
2. OR07/12 Standing Committee on Commodity Futures Markets Update to G20 Leaders on IOSCO's Consultation on the Functioning and Oversight of Oil Price Reporting Agencies, Report of the Technical Committee of IOSCO
  12 Jun 2012 - View Report
3. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
  Comments received for this document are posted here
  05 Oct 2012 - View Report | View feedback statement | View comments received
OR05/11 Public Comments Received by the Technical Committee of the International Organization of Securities Commissions and the Committee on Payment and Settlement Systems to the Consultation Report - OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
25 Oct 2011 - View Report | View comments received | Related Public Reports (2)
1. Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  24 Aug 2011 - View Report
2. FR01/12 Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  17 Jan 2012 - View Report
FR11/11 Regulation of Nominee Accounts in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
20 Oct 2011 - View Report
FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
20 Oct 2011 - View Report | View comments received | Related Public Reports (7)
1. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
  Nov 2001 - View Report
2. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
  Consultation Document
  06 Jul 2011 - View Report
3. CR12/12 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
  Consultation Document
  22 Aug 2012 - View Report
4. CR03/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
  Consultation Document
  21 Mar 2013 - View Report
5. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
  22 Apr 2013 - View Report | View comments received
6. FR13/13 Regulatory Issues Raised by Changes in Market Structure, Report of the Board of IOSCO
  13 Dec 2013 - View Report | View comments received
7. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
  Comments on the report should be submitted by 26 October 2020
  25 Jun 2020 - View Report
FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
Version Revised August 2013
18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format | Related Public Reports (8)
1. Objectives and Principles of Securities Regulation, Report of IOSCO
  Sep 1998 - Available languages: English, French, Spanish
2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO since September 1998
  Feb 2002 - View Report
3. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to May 2003
  Oct 2003 - View Report
4. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Oct 2003 - Available languages: English, French, Spanish
5. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
6. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
  Updated with references to work done by IOSCO from September 1998 to February 2008
  Apr 2008 - View Report
7. Analysis of The Application of IOSCO's Objectives And Principles of Securities Regulation For Islamic Securities Products, Report of the Executive Committee of IOSCO
  Sep 2008 - View Report
8. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
  Updated June 2010
  10 Jun 2010 - View Report
FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
15 Sep 2011 - View Report | Related Public Reports (3)
1. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  29 Oct 2012 - View Report
2. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  09 Sep 2014 - View Report
3. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
  19 Nov 2018 - View Report and cover note | Cover note | Report
IOSCO-CPSS Public Comments Received to Consultation on Financial Market Infrastructures Principles, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
09 Sep 2011 - View Report | View comments received | Related Public Reports (3)
1. Principles for Financial Market Infrastructures, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  10 Mar 2011 - Available languages: English, Spanish
2. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
  16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
3. Principles for financial market infrastructures: Disclosure framework and Assessment methodology, Report of the Committee on Payment and Settlement Systems and the Board of IOSCO
  14 Dec 2012 - View Report
Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
Consultation Document
24 Aug 2011 - View Report | Related Public Reports (2)
1. OR05/11 Public Comments Received by the Technical Committee of the International Organization of Securities Commissions and the Committee on Payment and Settlement Systems to the Consultation Report - OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  25 Oct 2011 - View Report | View comments received
2. FR01/12 Report On OTC Derivatives Data Reporting and Aggregation Requirements, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  17 Jan 2012 - View Report
IOSCO Impact Assessment Guidelines, Report of the Executive Committee of IOSCO
15 Jul 2011 - View Report
Report On Asset Securitisation Incentives, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
13 Jul 2011 - View Report

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