Public Reports

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Showing 461 to 480 of 793 results

461. FR10/10 Securitization and Securitized Debt Instruments in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
     15 Oct 2010 - View Report
462. FR09/10 Effectiveness of Market Interventions in Emerging Markets, Report of the Emerging Markets Committee of IOSCO
     15 Oct 2010 - View Report | Related Public Reports (1)
     1. Report on Trading Halts and Market Closures, Report of the Technical Committee of IOSCO
        Nov 2002 - View Report
463. FR08/10 Principles for Direct Electronic Access to Markets, Report of the Technical Committee of IOSCO
     12 Aug 2010 - View Report | Related Public Reports (1)
     1. Policies on Direct Electronic Access, Report of the Technical Committee of IOSCO
        Consultation Document
        Feb 2009 - View Report
464. CR04/10 Intermediary Internal Controls Associated with Price Verification of Structured Finance Products and Regulatory Approaches to Liquidity Risk Management, Report of the Technical Committee of IOSCO
     Consultation Document
     02 Aug 2010 - View Report | Related Public Reports (1)
     1. FR02/11 Intermediary Internal Controls associated with Price Verification of Structured Finance Products and Regulatory Approaches to Liquidity Risk Management, Report of the Technical Committee of IOSCO
        11 Feb 2011 - View Report
465. FR07/10 OTC Markets and Derivatives Trading in Emerging Markets - Final Report, Report of the Emerging Markets Committee of IOSCO
     23 Jul 2010 - View Report
466. Comments Received in Relation to the Consultation Report, Considerations for Trade Repositories in OTC Derivatives Markets, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
     19 Jul 2010 - View Report | View comments received | Related Public Reports (1)
     1. Considerations for Trade Repositories in OTC Derivatives Markets, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document
        12 May 2010 - View Report
467. Comments Received in Relation to the Consultation Report, Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
     19 Jul 2010 - View Report | View comments received | Related Public Reports (3)
     1. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document
        Mar 2004 - View Report
     2. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Nov 2004 - Available languages: English, French, Spanish
     3. Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document
        12 May 2010 - View Report
468. Transparency of Structured Finance Products, Report of the Technical Committee of IOSCO
     09 Jul 2010 - View Report | Related Public Reports (1)
     1. Transparency of Structured Finance Products, Report of the Technical Committee of IOSCO
        Consultation Document
        16 Sep 2009 - View Report
469. Task Force on Commodity Futures Market, Survey, Report of the Technical Committee of IOSCO
     23 Jun 2010 - View Report
470. Task Force on Commodity Futures Market, Report to G-20, Report of the Technical Committee of IOSCO
     23 Jun 2010 - View Report
471. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
     Updated June 2010
     10 Jun 2010 - View Report | Related Public Reports (8)
     1. Objectives and Principles of Securities Regulation, Report of IOSCO
        Sep 1998 - Available languages: English, French, Spanish
     2. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Updated with references to work done by IOSCO since September 1998
        Feb 2002 - View Report
     3. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Updated with references to work done by IOSCO from September 1998 to May 2003
        Oct 2003 - View Report
     4. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
        Oct 2003 - Available languages: English, French, Spanish
     5. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Updated with references to work done by IOSCO from September 1998 to February 2008
        Apr 2008 - View Report
     6. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
        Updated with references to work done by IOSCO from September 1998 to February 2008
        Apr 2008 - View Report
     7. Analysis of The Application of IOSCO's Objectives And Principles of Securities Regulation For Islamic Securities Products, Report of the Executive Committee of IOSCO
        Sep 2008 - View Report
     8. FR08/11 Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        Version Revised August 2013
        18 Oct 2011 - Available languages: English, Spanish, Portuguese | Download files in zip format
472. Principles Regarding Cross-Border Supervisory Cooperation, Report of the Technical Committee of IOSCO
     25 May 2010 - View Report
473. Considerations for Trade Repositories in OTC Derivatives Markets, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
     Consultation Document
     12 May 2010 - View Report | Related Public Reports (1)
     1. Comments Received in Relation to the Consultation Report, Considerations for Trade Repositories in OTC Derivatives Markets, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        19 Jul 2010 - View Report | View comments received
474. Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
     Consultation Document
     12 May 2010 - View Report | Related Public Reports (3)
     1. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Consultation Document
        Mar 2004 - View Report
     2. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        Nov 2004 - Available languages: English, French, Spanish
     3. Comments Received in Relation to the Consultation Report, Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
        19 Jul 2010 - View Report | View comments received
475. CR Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
     Consultation Document
     07 May 2010 - View Report | Related Public Reports (1)
     1. FR04/11 Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies, Report of the Technical Committee of IOSCO
        24 Feb 2011 - View Report
476. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
     08 Apr 2010 - View Report | Related Public Reports (3)
     1. Report on the Subprime Crisis - Final Report, Report of the Technical Committee of IOSCO
        May 2008 - View Report
     2. Disclosure Principles for Public Offerings and Listings of Asset-Backed Securities, Report of the Technical Committee of IOSCO
        Consultation Document
        29 Jun 2009 - View Report
     3. FR10/12 Principles for Ongoing Disclosure for Asset-Backed Securities, Report of the Board of IOSCO
        27 Nov 2012 - View Report
477. Principles for Periodic Disclosure by Listed Entities, Report of the Technical Committee of IOSCO
     22 Feb 2010 - View Report | Related Public Reports (1)
     1. Principles for Periodic Disclosure by Listed Entities, Report of the Technical Committee of IOSCO
        Consultation Document
        02 Jul 2009 - View Report
478. Comments Received in Relation to the Consultation Report, Auditor Communications, Report of the Technical Committee of IOSCO
     10 Feb 2010 - View Report | Related Public Reports (2)
     1. Auditor Communications, Report of the Technical Committee of IOSCO
        Consultation Document
        09 Sep 2009 - View Report
     2. MS05/10 Comments Received in Response to Consultation Reports on Issues Pertaining to the Audit of Publicly Listed Companies - Comment Letters, Report of the Technical Committee of IOSCO
        28 Oct 2010 - View Report
479. Review of the Differentiated Nature and Scope of Financial Regulation - Key Issues and Recommendations, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
     11 Jan 2010 - View Report | Related Public Reports (3)
     1. The Supervision of Financial Conglomerates, Report of the Tripartite Group of Bank, Securities and Insurance Regulators with a Preface by IOSCO, the Basle Committee and the IAIS
        Jul 1995 - View Report
     2. Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        Feb 1999 - View Report
     3. Principles for the Supervision of Financial Conglomerates, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
        24 Sep 2012 - View Report
480. Guidelines to Emerging Market Regulators Regarding Requirements for Minimum Entry and Continuous Risk-Based Supervision of Market Intermediaries, Report of the Emerging Markets Committee of IOSCO
     21 Dec 2009 - View Report