Public Reports

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Showing 41 to 60 of 760 result

41. CPMI-IOSCO stocktake of industry progress on auctions, Committee on Payments and Market Infrastructures and the Board of IOSCO
    14 Feb 2023 - View Report | Related Public Reports (1)
    1. Central counterparty default management auctions – Issues for consideration, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       24 Jun 2020 - View Report | Cover note
42. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
    31 Jan 2023 - View Report | Related Public Reports (8)
    1. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 January 2022
       15 Nov 2021 - View Report
    2. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
       07 Feb 2019 - View Report | View comments received
    3. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       19 Nov 2018 - View Report and cover note | Cover note | Report
    4. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
       09 May 2016 - View Report
    5. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       09 Sep 2014 - View Report
    6. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       29 Oct 2012 - View Report
    7. FR06/12 Principles for Oil Price Reporting Agencies, Report of the Board of IOSCO
       Comments received for this document are posted here
       05 Oct 2012 - View Report | View feedback statement | View comments received
    8. OR02/11 Task Force on Commodity Futures Markets - Report to the Financial Stability Board, Report of the Technical Committee of IOSCO
       15 Apr 2011 - View Report
43. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
    27 Jan 2023 - View Report | Related Public Reports (7)
    1. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
       04 Jan 2022 - View Report
    2. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       15 Apr 2020 - View Report
    3. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
       13 Dec 2019 - View Report
    4. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    5. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
       23 Nov 2017 - View Report
    6. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       11 Dec 2015 - View Report
    7. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
       20 Oct 2013 - View Report
44. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
    30 Nov 2022 - View Report | Related Public Reports (8)
    1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    2. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
    3. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
    4. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
    5. OR01/2021 IOSCO Board Priorities - Work Program 2021-2022, Report of the Board of IOSCO
       26 Feb 2021 - View Report
    6. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
    7. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
    8. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
45. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
    29 Nov 2022 - View Report | Related Public Reports (9)
    1. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
       11 Jul 2022 - View Report
    2. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
       21 Jul 2021 - View Report
    3. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
       06 May 2021 - View Report
    4. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
       18 Jun 2019 - View Report
    5. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       03 May 2018 - View Report
    6. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       16 Aug 2016 - View Report
    7. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Jun 2016 - View Report
    8. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    9. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
46. OR08/22 Corporate Bond Markets – Drivers of Liquidity During COVID-19 Induced Market Stresses - Feedback Statement to the Discussion Paper of April 2022, Report of the Board of IOSCO
    16 Nov 2022 - View Report
47. FR13/22 Thematic Review on Liquidity Risk Management Recommendations, Report of the Board of IOSCO
    16 Nov 2022 - View Report | Related Public Reports (1)
    1. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
48. IOSCO Statement on Financial Reporting and Disclosure during Economic Uncertainty - The International Organization of Securities Commissions (IOSCO) emphasizes issuers’ need for fair, transparent and timely disclosure about impacts of economic uncertainty
    14 Nov 2022 - View Report
49. CR07/2022 Compliance Carbon Markets, Report of the Board of IOSCO
    Consultation Document - Comments received on the consultation report posted here on 27 March 2023
    09 Nov 2022 - View Report | View comments received | Related Public Reports (2)
    1. CR06/2023 Voluntary Carbon Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 3 March 2024
       03 Dec 2023 - View Report
    2. CR06/2022 Voluntary Carbon Markets, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 27 March 2023
       09 Nov 2022 - View Report | View comments received
50. CR06/2022 Voluntary Carbon Markets, Report of the Board of IOSCO
    Consultation Document - Comments received on the consultation report posted here on 27 March 2023
    09 Nov 2022 - View Report | View comments received | Related Public Reports (2)
    1. CR06/2023 Voluntary Carbon Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 3 March 2024
       03 Dec 2023 - View Report
    2. CR07/2022 Compliance Carbon Markets, Report of the Board of IOSCO
       Consultation Document - Comments received on the consultation report posted here on 27 March 2023
       09 Nov 2022 - View Report | View comments received
51. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
    07 Nov 2022 - View Report | Related Public Reports (7)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
    2. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    3. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
    4. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       02 Nov 2021 - View Report | View comments received
    5. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
       28 Jun 2021 - View Report
    6. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
       14 Apr 2020 - View Report
    7. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
       05 Jun 2019 - View Report
52. IOSCO IVSC Statement of Cooperation - 18 October 2022, Report of the Board of IOSCO and the International Valuation Standards Council
    20 Oct 2022 - View Report
53. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
    12 Oct 2022 - View Report | Related Public Reports (2)
    1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    2. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
54. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    29 Sep 2022 - View Report | Related Public Reports (3)
    1. CR02/2024 Streamlining VM processes and IM responsiveness of margin models in noncentrally cleared markets, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
       Submissions on the proposals should be submitted by 17 April 2024.
       17 Jan 2024 - View Report
    2. CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       Comments on the report should be submitted by 16 April 2024
       16 Jan 2024 - View Report
    3. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       Deadline for Comments Extended Until 26 January
       26 Oct 2021 - View Report | View comments received
55. IOSCO encourages standard-setters’ work on assurance of sustainability-related corporate reporting, Report of the Board of IOSCO
    15 Sep 2022 - View Report | Related Public Reports (1)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
56. Client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
    08 Sep 2022 - View Report | Related Public Reports (1)
    1. CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
       Deadline for Comments Extended Until 7 February
       29 Nov 2021 - View Report | View comments received
57. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
    31 Aug 2022 - View Report | Related Public Reports (8)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
    2. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
    3. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
       07 Nov 2022 - View Report
    4. FR09/2021 Environmental, Social and Governance (ESG) Ratings and Data Products Providers, Report of the Board of IOSCO
       23 Nov 2021 - View Report | View comments received
    5. FR08/21 Recommendations on Sustainability-Related Practices, Policies, Procedures and Disclosure in Asset Management, Report of the Board of IOSCO
       02 Nov 2021 - View Report | View comments received
    6. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
       28 Jun 2021 - View Report
    7. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
       14 Apr 2020 - View Report
    8. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
       05 Jun 2019 - View Report
58. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
    17 Aug 2022 - View Report | Related Public Reports (4)
    1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
    2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
       07 Jun 2021 - View Report
    3. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
       08 Oct 2020 - View Report
    4. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
       24 Jul 2018 - View Report
59. CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Comments on the report should be submitted by 4 October 2022
    04 Aug 2022 - View Report | Cover note | View comments received
60. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
    14 Jul 2022 - View Report | Related Public Reports (5)
    1. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
       07 Jul 2022 - View Report
    2. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
    3. CR07/2021 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the IOSCO Growth and Emerging Market Committee
       Deadline for Comments Extended Until 20 February
       07 Dec 2021 - View Report
    4. FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
       30 Oct 2020 - View Report
    5. FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
       08 Feb 2017 - View Report