Public Reports

Showing 581 to 600 of 760 result

Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
Dec 2004 - View Report | Related Public Reports (7)
1. CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 15 July 2014
  10 Feb 2014 - View Report | View comments received
2. A Review of Implementation of the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Mar 2009 - View Report
3. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2008 - View Report
4. Responses to the Consultation Report entitled Review of Implementation of The IOSCO Fundamentals of a Code of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2007 - View Report
5. Review Of Implementation Of The IOSCO Fundamentals Of A Code Of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  Feb 2007 - View Report
6. Public Comments on Code of Conduct Fundamentals for CRAs, Report of IOSCO
  Nov 2004 - View Report
7. Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
  Consultation Document
  Oct 2004 - View Report
An Examination Of The Regulatory Issues Arising From CIS Mergers, Report of the Technical Committee of IOSCO
Nov 2004 - View Report
Final Report On Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
Nov 2004 - View Report | Related Public Reports (2)
1. CR06/2015 Report on Elements of International Regulatory Standards on Fees and Expenses of Investment Funds, Report of the Board of IOSCO
  Consultation Document
  25 Jun 2015 - View Report | View comments received
2. Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
  Consultation Document
  Feb 2004 - View Report
Public Comments on Code of Conduct Fundamentals for CRAs, Report of IOSCO
Nov 2004 - View Report | Related Public Reports (7)
1. CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 15 July 2014
  10 Feb 2014 - View Report | View comments received
2. A Review of Implementation of the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Mar 2009 - View Report
3. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2008 - View Report
4. Responses to the Consultation Report entitled Review of Implementation of The IOSCO Fundamentals of a Code of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2007 - View Report
5. Review Of Implementation Of The IOSCO Fundamentals Of A Code Of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  Feb 2007 - View Report
6. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Dec 2004 - View Report
7. Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
  Consultation Document
  Oct 2004 - View Report
Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
Nov 2004 - Available languages: English, French, Spanish | Related Public Reports (3)
1. Comments Received in Relation to the Consultation Report, Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  19 Jul 2010 - View Report | View comments received
2. Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  12 May 2010 - View Report
3. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  Mar 2004 - View Report
IOSCO Consultation Policy and Procedures, Report of IOSCO
Consultation Document
Nov 2004 - View Report | Related Public Reports (2)
1. IOSCO Consultation Policy And Procedure, Report of the Executive Committee of IOSCO
  Apr 2005 - View Report
2. Public Comments received on IOSCO's Draft Consultation Policy and Procedures, Report of IOSCO
  Feb 2005 - View Report
Credit Risk Transfer, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
Oct 2004 - View Report | Related Public Reports (3)
1. Credit Risk Transfer - Developments from 2005 to 2007, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Jul 2008 - View Report
2. Credit Risk Transfer - Developments from 2005 to 2007, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Consultation Document
  Apr 2008 - View Report
3. Credit Risk Transfer, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Mar 2005 - View Report
Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
Consultation Document
Oct 2004 - View Report | Related Public Reports (7)
1. CR01/2014 Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Board of IOSCO
  Consultation Document - Comments received on the consultation report posted here on 15 July 2014
  10 Feb 2014 - View Report | View comments received
2. A Review of Implementation of the IOSCO Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Mar 2009 - View Report
3. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2008 - View Report
4. Responses to the Consultation Report entitled Review of Implementation of The IOSCO Fundamentals of a Code of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  May 2007 - View Report
5. Review Of Implementation Of The IOSCO Fundamentals Of A Code Of Conduct For Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Consultation Document
  Feb 2007 - View Report
6. Code of Conduct Fundamentals for Credit Rating Agencies, Report of the Technical Committee of IOSCO
  Dec 2004 - View Report
7. Public Comments on Code of Conduct Fundamentals for CRAs, Report of IOSCO
  Nov 2004 - View Report
Outsourcing in Financial Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Consultation Document
Aug 2004 - View Report | Related Public Reports (1)
1. Outsourcing in Financial Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
  Feb 2005 - View Report
Principles On Outsourcing Of Financial Services For Market Intermediaries, Report Of The IOSCO Standing Committee 3 On Market Intermediaries
Consultation Document
Aug 2004 - View Report | Related Public Reports (4)
1. Examination Procedures for SROCC Members to Determine Implementation of IOSCO Principles on Outsourcing by Market Intermediaries Outsourcing Their Activities, Report of the SRO Consultative Committee of IOSCO
  Nov 2007 - View Report
2. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report of the Technical Committee of IOSCO
  Feb 2005 - View Report
3. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report of the Technical Committee of IOSCO
  Notice Of Final Report, Survey And Summary Of Comments
  Feb 2005 - View Report
4. Survey Results On Outsourcing Of Financial Services, Report of the Technical Committee of IOSCO
  Feb 2005 - View Report
Islamic Capital Market Fact Finding Report, Report of the Islamic Capital Market Task Force of IOSCO
Jul 2004 - View Report
Performance Presentation Standards For Collective Investment Schemes: Best Practice Standards, Report of the Technical Committee of IOSCO
May 2004 - View Report | Related Public Reports (3)
1. Performance Presentation Standards For Collective Investment Schemes: Best Practice Standards, Report of the Technical Committee of IOSCO
  Consultation Document
  Feb 2003 - View Report
2. Performance Presentation Standards for Collective Investment Schemes, Report of the Technical Committee of IOSCO
  Jul 2002 - View Report
3. Performance Presentation Standards for Collective Investment Schemes, Report of the Emerging Markets Committee of IOSCO
  Dec 2000 - View Report
Transparency Of Corporate Bond Markets, Report of the Technical Committee of IOSCO
May 2004 - View Report | Related Public Reports (2)
1. CR06/2017 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of IOSCO
  Consultation Document
  14 Aug 2017 - View Report
2. FR05/2017 Examination of Liquidity of the Secondary Corporate Bond Markets, Report of the Board of IOSCO
  07 Mar 2017 - View Report
Principles on Client Identification and Beneficial Ownership for the Securities Industry, Report of IOSCO
May 2004 - View Report
Financial Disclosure in the Banking, Insurance and Securities Sectors: Issues and Analysis, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
Apr 2004 - View Report
Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
Consultation Document
Mar 2004 - View Report | Related Public Reports (3)
1. Comments Received in Relation to the Consultation Report, Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  19 Jul 2010 - View Report | View comments received
2. Guidance on the Application of the 2004 CPSS-IOSCO Recommendations for Central Counterparties to OTC Derivatives CCPs, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Consultation Document
  12 May 2010 - View Report
3. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
  Nov 2004 - Available languages: English, French, Spanish
Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
Consultation Document
Feb 2004 - View Report | Related Public Reports (2)
1. CR06/2015 Report on Elements of International Regulatory Standards on Fees and Expenses of Investment Funds, Report of the Board of IOSCO
  Consultation Document
  25 Jun 2015 - View Report | View comments received
2. Final Report On Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
  Nov 2004 - View Report
Index Funds And The Use Of Indices By The Asset Management Industry, Report of the Technical Committee of IOSCO
Feb 2004 - View Report
Regulation Of Remote Cross-Border Financial Intermediaries, Report of the Technical Committee of IOSCO
Feb 2004 - View Report
Stock Repurchase Programs, Report of the Technical Committee of IOSCO
Feb 2004 - View Report

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