Report Type

Category

Year Published

Keywords

Public Reports

Showing 621 to 640 of 760 result

  1. Investor Education, Report of the Emerging Markets Committee of IOSCO
    Jan 2003 - View Report
  2. Assessment methodology for "Recommendations for Securities Settlement Systems", Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    Nov 2002 - Available languages: English, Spanish
  3. Report on Trading Halts and Market Closures, Report of the Technical Committee of IOSCO
    Nov 2002 - View Report | Related Public Reports (1)
  4. Investment Management Risk Assessment: Management Culture and Effectiveness, Report of the Technical Committee of IOSCO
    Nov 2002 - View Report | Related Public Reports (1)
  5. Investment Management: Areas of Regulatory Concern and Risk Assessment Methods, Report of the Technical Committee of IOSCO
    Nov 2002 - View Report | Related Public Reports (1)
  6. Suspending Redemptions: A Case-Study from 11 September 2001 and General Principles, Report of the Technical Committee of IOSCO
    Nov 2002 - View Report
  7. Principles for Auditor Oversight, Report of the Technical Committee of IOSCO
    Endorsed by the IOSCO Presidents Committee during its October 2003 meeting
    Oct 2002 - View Report
  8. Principles of Auditor Independence and the Role of Corporate Governance in Monitoring an Auditor's Independence, Report of the Technical Committee of IOSCO
    Endorsed by the IOSCO Presidents Committee during its October 2003 meeting
    Oct 2002 - View Report
  9. Principles for Ongoing Disclosure and Material Development Reporting by Listed Entities, Report of the Technical Committee of IOSCO
    Endorsed by the IOSCO Presidents Committee during its October 2003 meeting
    Oct 2002 - View Report
  10. Investor Disclosure and Informed Decisions: Use of Simplified Prospectuses by Collective Investment Schemes, Report of the Technical Committee of IOSCO
    Jul 2002 - View Report
  11. Performance Presentation Standards for Collective Investment Schemes, Report of the Technical Committee of IOSCO
    Jul 2002 - View Report | Related Public Reports (3)
  12. Collective Investment Schemes as Shareholders: Responsibilities and Disclosure, Report of the Technical Committee of IOSCO
    Jul 2002 - View Report | Related Public Reports (1)
  13. Sound Practices for the Management of Liquidity Risk at Securities Firms, Report of the Technical Committee of IOSCO
    Jun 2002 - View Report
  14. The Development of Corporate Bond Markets in Emerging Market Countries, Report of the Emerging Markets Committee of IOSCO
    May 2002 - View Report | Related Public Reports (2)
  15. IOSCO Multilateral MOU, Report of IOSCO
    May 2002 - Available languages: English, French, Spanish | Related Public Reports (1)
  16. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
    Updated with references to work done by IOSCO since September 1998
    Feb 2002 - View Report | Related Public Reports (8)
  17. Transparency and Market Fragmentation, Report of the Technical Committee of IOSCO
    Nov 2001 - View Report | Related Public Reports (3)
  18. Recommendations for Securities Settlement Systems, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    Nov 2001 - Available languages: English, French, Spanish | Related Public Reports (1)
  19. Risk Management Practices and Regulatory Capital - Cross-Sectoral Comparison, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    Nov 2001 - View Report | Related Public Reports (2)
  20. Core Principles - Cross-Sectoral Comparison, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    Nov 2001 - View Report