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Public Reports

Showing 621 to 640 of 793 results

  1. Code Of Conduct Fundamentals For Credit Rating Agencies, Report from the TC Chairmen Task Force on CRAs
    Consultation Document
    Oct 2004 - View Report | Related Public Reports (7)
  2. Outsourcing in Financial Services, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    Consultation Document
    Aug 2004 - View Report | Related Public Reports (1)
  3. Principles On Outsourcing Of Financial Services For Market Intermediaries, Report Of The IOSCO Standing Committee 3 On Market Intermediaries
    Consultation Document
    Aug 2004 - View Report | Related Public Reports (4)
  4. Islamic Capital Market Fact Finding Report, Report of the Islamic Capital Market Task Force of IOSCO
    Jul 2004 - View Report
  5. Performance Presentation Standards For Collective Investment Schemes: Best Practice Standards, Report of the Technical Committee of IOSCO
    May 2004 - View Report | Related Public Reports (3)
  6. Transparency Of Corporate Bond Markets, Report of the Technical Committee of IOSCO
    May 2004 - View Report | Related Public Reports (2)
  7. Principles on Client Identification and Beneficial Ownership for the Securities Industry, Report of IOSCO
    May 2004 - View Report
  8. Financial Disclosure in the Banking, Insurance and Securities Sectors: Issues and Analysis, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
    Apr 2004 - View Report
  9. Recommendations for Central Counterparties, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
    Consultation Document
    Mar 2004 - View Report | Related Public Reports (3)
  10. Elements Of International Regulatory Standards On Fees And Expenses Of Investment Funds, Report of the Technical Committee of IOSCO
    Consultation Document
    Feb 2004 - View Report | Related Public Reports (2)
  11. Index Funds And The Use Of Indices By The Asset Management Industry, Report of the Technical Committee of IOSCO
    Feb 2004 - View Report
  12. Regulation Of Remote Cross-Border Financial Intermediaries, Report of the Technical Committee of IOSCO
    Feb 2004 - View Report
  13. Stock Repurchase Programs, Report of the Technical Committee of IOSCO
    Feb 2004 - View Report
  14. Study On What The Regulations Of The Member's Jurisdictions Provide For The Function Of Compliance Officer, Report of the SRO Consultative Committee of IOSCO
    Dec 2003 - View Report
  15. Report On Securities Activity On The Internet III, Report of IOSCO
    Oct 2003 - View Report | Related Public Reports (2)
  16. Collective Investment Schemes As Shareholders: Responsibilities And Disclosure, Report of the Technical Committee of IOSCO
    Oct 2003 - View Report | Related Public Reports (1)
  17. Fees And Commissions Within The CIS And Asset Management Sector: Summary Of Answers To Questionnaire, Report of the Technical Committee of IOSCO
    Oct 2003 - View Report | Related Public Reports (1)
  18. Investment Management Risk Assessment: Marketing And Selling Practices, Report of the Technical Committee of IOSCO
    Oct 2003 - View Report
  19. Methodology For Assessing Implementation Of The IOSCO Objectives And Principles Of Securities Regulation, Report of IOSCO
    Oct 2003 - Available languages: English, French, Spanish | Related Public Reports (8)
  20. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
    Updated with references to work done by IOSCO from September 1998 to May 2003
    Oct 2003 - View Report | Related Public Reports (8)