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Showing 101 to 120 of 760 result

101. OR03/2020 Money Market Funds during the March-April Episode - Thematic Note, Report of the Board of IOSCO
     20 Nov 2020 - View Report
102. FR11/20 Thematic Review on consistency in implementation of Money Market Funds reforms, Report of the Board of IOSCO
     20 Nov 2020 - View Report
103. FR10/2020 Implementation monitoring of PFMI: Level 2 assessment report for Brazil, Committee on Payments and Market Infrastructures and the Board of IOSCO
     03 Nov 2020 - View Report
104. FR09/2020 Development of Emerging Capital Markets: Opportunities, Challenges and Solutions, Report of the IOSCO Growth and Emerging Market Committee
     30 Oct 2020 - View Report | Related Public Reports (1)
     1. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
        14 Jul 2022 - View Report
105. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
     08 Oct 2020 - View Report | Related Public Reports (3)
     1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
        17 Aug 2022 - View Report
     2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
        07 Jun 2021 - View Report
     3. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
        24 Jul 2018 - View Report
106. FR08/2020 Conflicts of interest and associated conduct risks during the debt capital raising process, Report of the Board of IOSCO
     21 Sep 2020 - View Report | Related Public Reports (5)
     1. CR05/2019 Conflicts of interest and associated conduct risks during the debt capital raising process, Report of the Board of IOSCO
        Comments on the report should be submitted by 16 February 2020
        16 Dec 2019 - View Report
     2. FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
        02 Oct 2019 - View Report
     3. FR16/2018 Conflicts of interest and associated conduct risks during the equity capital raising process, Report of the Board of IOSCO
        18 Sep 2018 - View Report
     4. Report on Analyst Conflict of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
     5. IOSCO Statement Of Principles For Addressing Sell-Side Securities Analyst Conflicts Of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
107. FR07/2020 Liquidity Provision in the Secondary Markets for Equity Securities, Report of the Board of IOSCO
     11 Aug 2020 - View Report
108. FR06/2020 Good Practices on Processes for Deference, Report of the Board of IOSCO
     26 Jun 2020 - View Report | Related Public Reports (1)
     1. FR07/2019 Market Fragmentation & Cross-border Regulation, Report of the Board of IOSCO
        04 Jun 2019 - View Report
109. CR02/2020 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
     Comments on the report should be submitted by 26 October 2020
     25 Jun 2020 - View Report | Related Public Reports (5)
     1. FR02/2017 IOSCO Research Report on Financial Technologies (Fintech), Report of the Board of IOSCO
        08 Feb 2017 - View Report
     2. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
        22 Apr 2013 - View Report | View comments received
     3. CR12/12 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
        Consultation Document
        22 Aug 2012 - View Report
     4. FR09/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        20 Oct 2011 - View Report | View comments received
     5. CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency, Report of the Technical Committee of IOSCO
        Consultation Document
        06 Jul 2011 - View Report
110. Central counterparty default management auctions – Issues for consideration, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     24 Jun 2020 - View Report | Cover note | Related Public Reports (2)
     1. CPMI-IOSCO stocktake of industry progress on auctions, Committee on Payments and Market Infrastructures and the Board of IOSCO
        14 Feb 2023 - View Report
     2. CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        Comments on the report should be submitted by 9 August 2019
        05 Jun 2019 - View Report | Cover note | View comments received
111. IOSCO Statement on Importance of Disclosure about COVID-19, Report of the Board of IOSCO
     29 May 2020 - View Report | Related Public Reports (3)
     1. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
     2. IOSCO Statement on Application of Accounting Standards during the COVID-19 Outbreak
        03 Apr 2020 - View Report
     3. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        31 May 2017 - View Report
112. CR01/2020 Principles on Outsourcing, Report of the Board of IOSCO
     Comments on the report should be submitted by 1 October 2020
     28 May 2020 - View Report | Related Public Reports (1)
     1. FR07/2021 Principles on Outsourcing, Report of the Board of IOSCO
        27 Oct 2021 - View Report | View comments received
113. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
     15 Apr 2020 - View Report | Related Public Reports (6)
     1. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        27 Jan 2023 - View Report
     2. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        04 Jan 2022 - View Report
     3. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
        13 Dec 2019 - View Report
     4. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
        23 Nov 2017 - View Report
     5. FR27/2015 Report on the third IOSCO Hedge Fund Survey, Report of the Board of IOSCO
        11 Dec 2015 - View Report
     6. Report On the Second IOSCO Hedge Fund Survey, Report of the Board of IOSCO
        20 Oct 2013 - View Report
114. FR04/2020 Sustainable Finance and the Role of Securities Regulators and IOSCO, Report of the Board of IOSCO
     14 Apr 2020 - View Report | Related Public Reports (3)
     1. Call for Action (IOSCO Good Sustainable Finance Practices for Financial Markets Voluntary Standard Setting Bodies and Industry Associations), Report of the Sustainable Finance Task Force
        07 Nov 2022 - View Report
     2. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
        31 Aug 2022 - View Report
     3. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
        28 Jun 2021 - View Report
115. IOSCO Statement on Application of Accounting Standards during the COVID-19 Outbreak
     03 Apr 2020 - View Report | Related Public Reports (1)
     1. IOSCO Statement on Importance of Disclosure about COVID-19, Report of the Board of IOSCO
        29 May 2020 - View Report
116. FR03/2020 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     03 Apr 2020 - View Report | Related Public Reports (3)
     1. FR11/2019 Margin requirements for non-centrally cleared derivatives, Report of the Board of IOSCO
        23 Jul 2019 - View Report
     2. FR04/2015 Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        18 Mar 2015 - View Report
     3. Margin Requirements for Non-Centrally Cleared Derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        02 Sep 2013 - View Report
117. OR01/2020 Global Stablecoin Initiatives, Report of the Board of IOSCO
     23 Mar 2020 - View Report | Related Public Reports (2)
     1. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
        24 Mar 2022 - View Report
     2. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
        21 Dec 2016 - View Report
118. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
     12 Feb 2020 - View Report | Related Public Reports (4)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     3. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
        22 Dec 2020 - View Report
     4. CR02/2019 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 15 August 2019
        28 May 2019 - View Report | View comments received
119. Board Priorities - IOSCO work program for 2020, Report of the Board of IOSCO
     30 Jan 2020 - View Report | Related Public Reports (1)
     1. Board Priorities - IOSCO work program for 2019, Report of the Board of IOSCO
        25 Mar 2019 - View Report
120. FR01/2020 Clock Synchronisation, Report of the Board of IOSCO
     16 Jan 2020 - View Report | Related Public Reports (1)
     1. CR04/2019 Clock Synchronisation, Report of the Board of IOSCO
        Comments on the report should be submitted by 13 November 2019
        11 Sep 2019 - View Report