Public Reports

• «Previous
• 6
• 7
• 8
• 9
• 10
• »Next

Showing 141 to 160 of 760 result

141. Board Priorities - IOSCO work program for 2019, Report of the Board of IOSCO
     25 Mar 2019 - View Report | Related Public Reports (1)
     1. Board Priorities - IOSCO work program for 2020, Report of the Board of IOSCO
        30 Jan 2020 - View Report
142. BCBS/IOSCO statement on the final implementation phases of the Margin requirements for non-centrally cleared derivatives, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     05 Mar 2019 - View Report
143. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
     12 Feb 2019 - View Report | Related Public Reports (3)
     1. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
        15 Feb 2023 - View Report
     2. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        31 May 2017 - View Report
     3. IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
        31 May 2017 - View Report
144. FR03/2019 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
     07 Feb 2019 - View Report | View comments received | Related Public Reports (2)
     1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        31 Jan 2023 - View Report
     2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 January 2022
        15 Nov 2021 - View Report
145. CR01/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
     Consultation Document
     01 Feb 2019 - View Report | Related Public Reports (1)
     1. FR08/2019 Sustainable finance in emerging markets and the role of securities regulators, Report of the IOSCO Growth and Emerging Market Committee
        05 Jun 2019 - View Report
146. FR02/2019 Implementation monitoring of PFMI: Assessment report for Switzerland, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     30 Jan 2019 - View Report
147. Statement on Disclosure of ESG Matters by Issuers, Statement of the Board of IOSCO
     18 Jan 2019 - View Report | Related Public Reports (1)
     1. FR04/21 Report on Sustainability-related Issuer Disclosures, Report of the Board of IOSCO
        28 Jun 2021 - View Report
148. FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
     17 Jan 2019 - View Report | View comments received | Related Public Reports (2)
     1. CR04/2018 IOSCO Consultation Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
        Consultation Document
        24 Apr 2018 - View Report
     2. FR04/2016 Survey Report on Audit Committee Oversight of Auditors, Report of the Board of IOSCO
        31 May 2016 - View Report
149. FR19/2018 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
     19 Nov 2018 - View Report and cover note | Cover note | Report | Related Public Reports (5)
     1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        31 Jan 2023 - View Report
     2. CR05/21 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        Comments on the report should be submitted by 17 January 2022
        15 Nov 2021 - View Report
     3. FR06/2014 Update to Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        09 Sep 2014 - View Report
     4. FR08/12 Survey on the Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
        29 Oct 2012 - View Report
     5. FR07/11 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Technical Committee of IOSCO
        15 Sep 2011 - View Report
150. FR18/2018 Incentives to centrally clear over-the-counter (OTC) derivatives: A post-implementation evaluation of the effects of the G20 financial regulatory reforms, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures, IOSCO and the Basel Committee on Banking Supervision (BCBS)
     19 Nov 2018 - View Report
151. CR08/2018 IOSCO Report: Leverage, Report of the Board of IOSCO
     Consultation Document
     14 Nov 2018 - View Report | View comments received | Related Public Reports (1)
     1. FR18/2019 Recommendations for a Framework Assessing Leverage in Investment Funds, Report of the Board of IOSCO
        13 Dec 2019 - View Report
152. Statement on Concerns Related to Binary Options, Statement of the Board of IOSCO
     19 Sep 2018 - View Report
153. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
     19 Sep 2018 - View Report | Related Public Reports (2)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
154. FR16/2018 Conflicts of interest and associated conduct risks during the equity capital raising process, Report of the Board of IOSCO
     18 Sep 2018 - View Report | Related Public Reports (5)
     1. FR08/2020 Conflicts of interest and associated conduct risks during the debt capital raising process, Report of the Board of IOSCO
        21 Sep 2020 - View Report
     2. CR05/2019 Conflicts of interest and associated conduct risks during the debt capital raising process, Report of the Board of IOSCO
        Comments on the report should be submitted by 16 February 2020
        16 Dec 2019 - View Report
     3. FR15/2019 Update to the IOSCO Peer Review of Implementation of Incentive Alignment Recommendations for Securitisation, Report of the Board of IOSCO
        02 Oct 2019 - View Report
     4. Report on Analyst Conflict of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
     5. IOSCO Statement Of Principles For Addressing Sell-Side Securities Analyst Conflicts Of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
155. CR07/2018 Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     Consultation Document
     16 Aug 2018 - View Report | Response Form | Related Public Reports (4)
     1. FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        09 Oct 2019 - View Report | View comments received
     2. FR06/2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        09 Apr 2018 - View Report
     3. FR17/2017 Technical Guidance - Harmonisation of the Unique Product Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Sep 2017 - View Report
     4. FR04/2017 Technical Guidance on Harmonisation of the Unique Transaction Identifier, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        28 Feb 2017 - View Report
156. FR15/2018 Analysis of Central Clearing Interdependencies, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures, IOSCO and the Basel Committee on Banking Supervision (BCBS)
     09 Aug 2018 - View Report | Related Public Reports (3)
     1. CR06/2018 Incentives to centrally clear over-the-counter (OTC) derivatives: A post-implementation evaluation of the effects of the G20 financial regulatory reforms, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures, IOSCO and the Basel Committee on Banking Supervision (BCBS)
        07 Aug 2018 - View Report
     2. FR13/2017 Chairs’ Report on the Implementation of the Joint Workplan for Strengthening the Resilience, Recovery and Resolvability of Central Counterparties, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        05 Jul 2017 - View Report
     3. FR12/2017 Analysis of Central Clearing Interdependencies, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        05 Jul 2017 - View Report
157. CR06/2018 Incentives to centrally clear over-the-counter (OTC) derivatives: A post-implementation evaluation of the effects of the G20 financial regulatory reforms, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures, IOSCO and the Basel Committee on Banking Supervision (BCBS)
     07 Aug 2018 - View Report
158. FR14/2018 Implementation monitoring of PFMI: Level 2 assessment report for Canada, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     02 Aug 2018 - View Report
159. FR13/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
     01 Aug 2018 - View Report | View comments received | Related Public Reports (1)
     1. CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
        Consultation Document
        07 Mar 2018 - View Report
160. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
     24 Jul 2018 - View Report | Related Public Reports (3)
     1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
        17 Aug 2022 - View Report
     2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
        07 Jun 2021 - View Report
     3. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
        08 Oct 2020 - View Report