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Showing 161 to 180 of 760 result

161. FR11/2018 Implementation monitoring of PFMI: Fifth update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     23 Jul 2018 - View Report | Related Public Reports (1)
     1. FR14/2017 Implementation monitoring of the PFMI: Fourth update to Level 1 assessment report, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        14 Jul 2017 - View Report
162. CR05/2018 Commodity Storage and Delivery Infrastructures: Good or Sound Practices, Report of the Board of IOSCO
     Consultation Document
     04 Jul 2018 - View Report | Related Public Reports (1)
     1. FR03/2016 The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing, Report of the Board of IOSCO
        09 May 2016 - View Report
163. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
     30 May 2018 - View Report | Related Public Reports (5)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
        30 Nov 2022 - View Report
     3. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
     4. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
        15 Sep 2015 - Available languages: English, French, Russian, Spanish
     5. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 7 November 2014
        04 Nov 2014 - View Report | View comments received
164. FR09/2018 Criteria for identifying short-term “simple, transparent and comparable” securitisations, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
     14 May 2018 - View Report | Related Public Reports (3)
     1. CR03/2017 Criteria for identifying simple, transparent and comparable short-term securitisations, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document
        06 Jul 2017 - View Report
     2. FR12/2015 Criteria for identifying simple, transparent and comparable securitisations, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        23 Jul 2015 - View Report
     3. CR10/2014 Criteria for identifying simple, transparent and comparable securitisations, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 18 January 2015
        11 Dec 2014 - View Report | View comments received
165. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     03 May 2018 - View Report | Related Public Reports (3)
     1. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
        29 Nov 2022 - View Report
     2. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
        21 Jul 2021 - View Report
     3. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        16 Aug 2016 - View Report
166. CR04/2018 IOSCO Consultation Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
     Consultation Document
     24 Apr 2018 - View Report | Related Public Reports (2)
     1. FR01/2019 IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality, Report of the Board of IOSCO
        17 Jan 2019 - View Report | View comments received
     2. FR04/2016 Survey Report on Audit Committee Oversight of Auditors, Report of the Board of IOSCO
        31 May 2016 - View Report
167. FR07/2018 Framework for supervisory stress testing of central counterparties (CCPs), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     10 Apr 2018 - View Report | Related Public Reports (1)
     1. CR02/2017 Framework for supervisory stress testing of central counterparties (CCPs) and Cover Note, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        Consultation Document
        28 Jun 2017 - View Report | View comments received
168. FR06/2018 Harmonisation of critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
     09 Apr 2018 - View Report | Related Public Reports (1)
     1. FR16/2019 Governance Arrangements for critical OTC derivatives data elements (other than UTI and UPI), Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
        09 Oct 2019 - View Report | View comments received
169. FR05/2018 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of IOSCO
     05 Apr 2018 - View Report | View comments received | Related Public Reports (1)
     1. CR06/2017 Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets, Report of the Board of IOSCO
        Consultation Document
        14 Aug 2017 - View Report
170. FR04/2018 Country Review: Islamic Republic of Pakistan, IOSCO Objectives and Principles of Securities Regulation, Follow-up Report on Assessment of Implementation, Report of the Board of IOSCO
     28 Mar 2018 - View Report | Related Public Reports (2)
     1. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
        12 Feb 2019 - View Report
     2. FR13/2015 Country Review of SEC Pakistan’s implementation of IOSCO Objectives and Principles of Securities Regulation, Report of the Board of IOSCO
        28 Jul 2015 - View Report
171. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
     08 Mar 2018 - Available languages: English, Portuguese, Japanese | Related Public Reports (4)
     1. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
        30 Mar 2023 - View Report
     2. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
        Comments on the report should be submitted by 23 May 2022
        21 Mar 2022 - View Report
     3. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
        15 Sep 2015 - Available languages: English, French, Russian, Spanish
     4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 7 November 2014
        04 Nov 2014 - View Report | View comments received
172. CR03/2018 Mechanisms Used by Trading Venues to Manage Extreme Volatility and Preserve Orderly Trading, Report of the Board of IOSCO
     Consultation Document
     07 Mar 2018 - View Report | Related Public Reports (1)
     1. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
173. CR02/2018 Conflicts of interest and associated conduct risks during the equity capital raising process, Report of the Board of IOSCO
     Consultation Document
     21 Feb 2018 - View Report | Related Public Reports (3)
     1. CR05/2019 Conflicts of interest and associated conduct risks during the debt capital raising process, Report of the Board of IOSCO
        Comments on the report should be submitted by 16 February 2020
        16 Dec 2019 - View Report
     2. Report on Analyst Conflict of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
     3. IOSCO Statement Of Principles For Addressing Sell-Side Securities Analyst Conflicts Of Interest, Report of the Technical Committee of IOSCO
        Sep 2003 - View Report
174. CR01/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
     Consultation Document
     13 Feb 2018 - View Report | Related Public Reports (2)
     1. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
        22 Dec 2020 - View Report
     2. FR14/2016 Report on the IOSCO Survey on Retail OTC Leveraged Products, Report of the Board of IOSCO
        21 Dec 2016 - View Report
175. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
     01 Feb 2018 - View Report | Related Public Reports (6)
     1. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
        01 Feb 2018 - View Report
     2. CR05/2017 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 October 2017
        06 Jul 2017 - View Report | View comments received
     3. CR04/2017 Consultation on CIS Liquidity Risk Management Recommendations, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 October 2017
        06 Jul 2017 - View Report | View comments received
     4. FR28/2015 Liquidity Management Tools in Collective Investment Schemes: Results from an IOSCO Committee 5 survey to members, Report of the Board of IOSCO
        17 Dec 2015 - View Report
     5. FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
        04 Mar 2013 - View Report | View comments received
     6. FR02/12 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
        19 Jan 2012 - View Report
176. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
     01 Feb 2018 - View Report | Related Public Reports (8)
     1. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        27 Jan 2023 - View Report
     2. FR13/22 Thematic Review on Liquidity Risk Management Recommendations, Report of the Board of IOSCO
        16 Nov 2022 - View Report
     3. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        04 Jan 2022 - View Report
     4. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
        01 Feb 2018 - View Report
     5. CR04/2017 Consultation on CIS Liquidity Risk Management Recommendations, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 3 October 2017
        06 Jul 2017 - View Report | View comments received
     6. FR28/2015 Liquidity Management Tools in Collective Investment Schemes: Results from an IOSCO Committee 5 survey to members, Report of the Board of IOSCO
        17 Dec 2015 - View Report
     7. FR03/13 Principles of Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
        04 Mar 2013 - View Report | View comments received
     8. FR02/12 Principles on Suspensions of Redemptions in Collective Investment Schemes, Report of the Technical Committee of IOSCO
        19 Jan 2012 - View Report
177. Statement on Matters to Consider in the Use of Financial Benchmarks, Statement of the Board of IOSCO
     05 Jan 2018 - View Report
178. FR23/2017 IOSCO Report on Good Practices for the Termination of Investment Funds, Report of the Board of IOSCO
     23 Nov 2017 - View Report
179. FR22/2017 Report on the Fourth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
     23 Nov 2017 - View Report | Related Public Reports (3)
     1. FR01/23 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        27 Jan 2023 - View Report
     2. FR01/2022 IOSCO Investment Funds Statistics Report, Report of the Board of IOSCO
        04 Jan 2022 - View Report
     3. FR05/2020 Report on the Fifth IOSCO Hedge Funds Survey, Report of the Board of IOSCO
        15 Apr 2020 - View Report
180. Strengthening the Governance and Oversight of the International Audit-related Standard-setting Boards in the Public Interest, The Monitoring Group
     Consultation Document
     09 Nov 2017 - View Report | View comments received