Public Reports

• «Previous
• 1
• 2
• 3
• 4
• 5
• »Next

Showing 21 to 40 of 760 result

21. FR11/23 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
    16 Nov 2023 - View Report | Related Public Reports (5)
    1. OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note, Report of the Board of IOSCO
       19 Dec 2023 - View Report
    2. FR14/23 Final Report with Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
       19 Dec 2023 - View Report
    3. CR04/2023 Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
       Comments on the report should be submitted by 19 October 2023
       07 Sep 2023 - View Report | View comments received
    4. CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       Please submit consultation responses to [email protected] by 31 July 2023.
       23 May 2023 - View Report | View comments received
    5. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
       07 Jul 2022 - View Report
22. CR05/2023 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of IOSCO
    Comments on the report should be submitted by 15 December 2023
    14 Sep 2023 - View Report | Related Public Reports (1)
    1. FR03/2024 Leveraged Loans and CLOs Good Practices for Consideration, Report of the Board of IOSCO
       03 Jun 2024 - View Report | View comments received
23. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
    14 Sep 2023 - View Report
24. CR04/2023 Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
    Comments on the report should be submitted by 19 October 2023
    07 Sep 2023 - View Report | View comments received | Related Public Reports (4)
    1. OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note, Report of the Board of IOSCO
       19 Dec 2023 - View Report
    2. FR14/23 Final Report with Policy Recommendations for Decentralized Finance (DeFi), Report of the Board of IOSCO
       19 Dec 2023 - View Report
    3. FR11/23 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       16 Nov 2023 - View Report
    4. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
25. Report on current central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
    23 Aug 2023 - View Report | Cover note
26. IOSCO Chair welcomes European Commission’s Publication of ESRS, integrating ISSB standards as endorsed by IOSCO, -
    31 Jul 2023 - View Report
27. IOSCO endorsement assessment of the ISSB Standards for sustainability-related disclosures, -
    25 Jul 2023 - View Report | Related Public Reports (1)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
28. FR09/23 Compliance Carbon Markets, Report of the Board of IOSCO
    05 Jul 2023 - View Report | Related Public Reports (2)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
    2. CR06/2023 Voluntary Carbon Markets, Report of the Board of IOSCO
       Comments on the report should be submitted by 3 March 2024
       03 Dec 2023 - View Report
29. CR03/2023 Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    Comments on the report should be submitted by 4 September 2023
    05 Jul 2023 - View Report | View comments received | Related Public Reports (3)
    1. FR13/22 Thematic Review on Liquidity Risk Management Recommendations, Report of the Board of IOSCO
       16 Nov 2022 - View Report
    2. FR02/2018 Open-ended Fund Liquidity and Risk Management – Good Practices and Issues for Consideration, Report of the Board of IOSCO
       01 Feb 2018 - View Report
    3. FR01/2018 Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
       01 Feb 2018 - View Report
30. Statement on Alternatives to USD Libor, Report of the Board of IOSCO
    03 Jul 2023 - View Report
31. CR02/2023 IOSCO calls for inputs on Goodwill, Report of the Board of IOSCO
    Comments on the report should be submitted by 20 September 2023
    22 Jun 2023 - View Report
32. World Investor Week 2022, Report of IOSCO Committee 8 on Retail Investors
    22 Jun 2023 - View Report | Related Public Reports (4)
    1. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
       17 Aug 2022 - View Report
    2. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
       07 Jun 2021 - View Report
    3. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
       08 Oct 2020 - View Report
    4. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
       24 Jul 2018 - View Report
33. FR08/23 Margin dynamics in centrally cleared commodities markets in 2022, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    24 May 2023 - View Report
34. CR01/2023 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
    Please submit consultation responses to [email protected] by 31 July 2023.
    23 May 2023 - View Report | View comments received | Related Public Reports (4)
    1. OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note, Report of the Board of IOSCO
       19 Dec 2023 - View Report
    2. FR11/23 Policy Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
       16 Nov 2023 - View Report
    3. OR03/22 Crypto-Asset Roadmap for 2022-2023, Report of the Board of IOSCO
       07 Jul 2022 - View Report
    4. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
35. FR07/23 Good Practices Relating to the Implementation of the IOSCO Principles for Exchange Traded Funds, Report of the Board of IOSCO
    11 May 2023 - View Report | Related Public Reports (3)
    1. CR04/2022 Exchange Traded Funds – Good Practices for Consideration, Report of the Board of IOSCO
       Comments on the report should be submitted by 8 July 2022
       06 Apr 2022 - View Report
    2. OR03/2021 Exchange Traded Funds Thematic Note - Findings and Observations during COVID-19 induced market stresses, Report of the Board of IOSCO
       12 Aug 2021 - View Report
    3. FR06/13 Principles for the Regulation of Exchange Traded Funds, Report of the Board of IOSCO
       24 Jun 2013 - View Report
36. FR06/23 Special Purpose Acquisition Companies, Report of the Board of IOSCO
    10 May 2023 - View Report
37. OR01/23 IOSCO Board Priorities - Work Program 2023-2024, Report of the Board of IOSCO
    05 Apr 2023 - View Report | Related Public Reports (2)
    1. OR01/24 Update to IOSCO 2023-24 Work program - March 2024 – March 2025 Workplan, Report of the Board of IOSCO
       12 Apr 2024 - View Report
    2. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
38. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
    30 Mar 2023 - View Report | Related Public Reports (23)
    1. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
    2. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
    3. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
    4. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
    5. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
    6. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
    7. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
    8. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
    9. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
    10. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
        12 Feb 2020 - View Report
    11. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 Sep 2019 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
        02 Apr 2019 - View Report
    13. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
        19 Sep 2018 - View Report
    14. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
        30 May 2018 - View Report
    15. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
        08 Mar 2018 - Available languages: English, Portuguese, Japanese
    16. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
        19 Jun 2017 - View Report
    17. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
        13 Jun 2017 - View Report
    18. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
        15 Sep 2015 - Available languages: English, French, Russian, Spanish
    19. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
        06 May 2015 - View Report
    20. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
        Consultation Document - Comments received on the consultation report posted here on 7 November 2014
        04 Nov 2014 - View Report | View comments received
    21. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
        24 Jul 2014 - View Report
    22. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
        21 Jan 2013 - View Report
    23. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
        01 Feb 2011 - View Report
39. FR04/23 Report on International Work to Develop a Global Assurance Framework for Sustainability-related Corporate Reporting, Report of the Board of IOSCO
    28 Mar 2023 - View Report | Related Public Reports (1)
    1. FR12/23 Supervisory Practices to Address Greenwashing, Report of the Board of IOSCO
       04 Dec 2023 - View Report
40. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
    15 Feb 2023 - View Report | Related Public Reports (2)
    1. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
       12 Feb 2019 - View Report
    2. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
       31 May 2017 - View Report